ETF Advisory Content

[32509] June 5, 2020 TO: ICI Members SUBJECTS: Compliance Disclosure Exchange-Traded Funds (ETFs) Fixed Income Securities Fund Governance RE: SEC Asset Management Advisory Committee: Highlights from the May 27, 2020 Meeting The SEC’s Asset Management Advisory Committee (AMAC) held a...

[32483] May 26, 2020 TO: ICI Members ETF (Exchange-Traded Funds) Committee ETF Advisory Committee Investment Advisers Committee Registered Fund CPO Advisory Committee SUBJECTS: Alternative Investments Derivatives Disclosure Investment Advisers Trading and Markets RE: CFTC Issues COVID...

[32460] May 15, 2020 TO: Derivatives Markets Advisory Committee Equity Markets Advisory Committee ETF Advisory Committee Fixed-Income Advisory Committee Global Advocacy Coordination Advisory Committee Global Operations Advisory Committee Global Operations Advisory Committee - Asia ICI...

[32436] May 4, 2020 TO: ICI MembersICI Global Members SUBJECTS: Exchange-Traded Funds (ETFs)Fixed Income SecuritiesInvestment AdvisersMoney Market FundsMunicipal SecuritiesSystemic RiskTrading and Markets RE: UPDATED Reference Guide: Federal Reserve Funding Facilities Established in...

[32415] April 24, 2020 TO: ICI Members SUBJECTS: Audit Committees Compliance Exchange-Traded Funds (ETFs) Fund Governance Investment Advisers Money Market Funds Variable Insurance Products RE: SEC Forms Cross-Divisional COVID-19 Market Monitoring Group The SEC announced today that it...

[32398] April 20, 2020 TO: ICI Members Investment Company Directors SUBJECTS: Closed-End Funds Compliance Disclosure Distribution Exchange-Traded Funds (ETFs) Intermediary Oversight Investment Advisers Money Market Funds Portfolio Oversight Risk Oversight Systemic Risk RE: ICI Files...

[32369] April 8, 2020 TO: ICI Members ICI Global Members SUBJECTS: Exchange-Traded Funds (ETFs) Fixed Income Securities Investment Advisers Money Market Funds Municipal Securities Systemic Risk Trading and Markets RE: Reference Guide: Federal Reserve Funding Facilities Established in...

[32359] April 6, 2020 TO: ICI Members Investment Company Directors Closed-End Investment Company Committee ETF (Exchange-Traded Funds) Committee ETF Advisory Committee Investment Advisers Committee SEC Rules Committee Small Funds Committee Variable Insurance Products Advisory...

On March 23, the US Senate voted 96-0 to approve the Coronavirus Aid, Relief, and Economic Security (CARES) Act. The US House of Representatives then followed suit and approved this sweeping legislation by voice vote this afternoon. President Trump is expected to sign it into law...

[32331] March 27, 2020 TO: ICI Members Investment Company Directors SUBJECTS: Closed-End Funds Compliance Exchange-Traded Funds (ETFs) Fund Accounting & Financial Reporting Fund Governance Money Market Funds Operations Transfer Agency Unit Investment Trusts (UITs) RE: SEC's Office of...