ETF Advisory Content

[31871] July 29, 2019 TO: ICI Members SUBJECTS: Advertising Closed-End Funds Compliance Disclosure Distribution Exchange-Traded Funds (ETFs) Fund Accounting & Financial Reporting Investment Advisers Operations RE: ICI Submits Comment Letter on FINRA's Proposed Amendments to Rule 2210...

[31866] July 23, 2019 TO: Accounting/Treasurers Committee Advertising Compliance Advisory Committee Broker/Dealer Advisory Committee Chief Compliance Officer Committee Closed-End Investment Company Committee ETF (Exchange-Traded Funds) Committee ETF Advisory Committee Investment...

[31822] June 24, 2019 TO: ICI Members ICI Global Members SUBJECTS: Advertising Closed-End Funds Derivatives Exchange-Traded Funds (ETFs) Fixed Income Securities Investment Advisers Systemic Risk Trading and Markets Transfer Agency Variable Insurance Products RE: ICI Summary of Spring...

[31741] May 6, 2019 TO: ICI Members Investment Company Directors Closed-End Investment Company Committee ETF (Exchange-Traded Funds) Committee ETF Advisory Committee ICI Securities Regulation Advisory Group SEC Rules Committee SUBJECTS: Closed-End Funds Exchange-Traded Funds (ETFs)...

[31746] May 6, 2019 TO: ICI Members Investment Company Directors SUBJECTS: Closed-End Funds Exchange-Traded Funds (ETFs) Fund Governance Portfolio Oversight Variable Insurance Products RE: IDC Files Comment Letter on SEC's Fund of Funds Arrangements Proposal IDC filed the attached...

[31710] April 11, 2019 TO: Closed-End Investment Company Committee ETF (Exchange-Traded Funds) Committee ETF Advisory Committee ICI Securities Regulation Advisory Group SEC Rules Committee Small Funds Committee Unit Investment Trust Committee Variable Insurance Products Advisory...

[31708] April 10, 2019 TO: ICI Members Investment Company Directors SUBJECTS: Compliance Disclosure Exchange-Traded Funds (ETFs) Fund Governance Investment Advisers Operations Portfolio Oversight Risk Oversight Transfer Agency RE: SEC Staff Issues Liquidity FAQ on Extended Holiday...

[31697] April 3, 2019 TO: ICI Members Chief Compliance Officer Committee Disclosure Working Group SEC Rules Committee SUBJECTS: Compliance Disclosure Exchange-Traded Funds (ETFs) Money Market Funds Variable Insurance Products RE: Division of Investment Management Staff Bulletin on 485...

[31655] March 14, 2019 TO: ETF Advisory Committee RE: Mark Your Calendar - June 5 ETF Advisory Committee Meeting and June 4 Dinner The first meeting of the ETF Advisory Committee has been scheduled for Wednesday, June 5 in Washington, DC. The meeting will begin at 9:00 a.m. and...

[31564] January 16, 2019 TO: ICI Members ICI Global Members Equity Markets Advisory Committee ETF (Exchange-Traded Funds) Committee ETF Advisory Committee SUBJECTS: Trading and Markets RE: ICI Submits Comment Letter on Limit Up-Limit Down Plan Amendment ICI, jointly with the Investors...