Equity Markets Advisory Content

[33003] December 22, 2020 TO: Derivatives Markets Advisory Committee Equity Markets Advisory Committee Fixed-Income Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee RE: ESMA Consultation on MiFID II/R Market Data Obligations: Draft Comment...

On December 21, 2020, Securities and Exchange Commission (“Commission”) Chairman Jay Clayton issued a statement announcing that the Commission’s Division of Trading and Markets released its staff report on the Fixed Income Market Structure Advisory Committee’s work over the past year...

[33002] December 21, 2020 TO: ICI Members Derivatives Markets Advisory Committee SUBJECTS: Derivatives Investment Advisers Trading and Markets RE: CFTC Adopts Final Rules on Electronic Trading Risk Principles for DCMs The Commodity Futures Trading Commission (“Commission”) recently...

[32996] December 18, 2020 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee SUBJECTS: Derivatives International/Global Investment Advisers Trading and Markets RE: EBA Publishes Final...

[32988] December 16, 2020 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee SUBJECTS: Compliance Derivatives International/Global Investment Advisers Trading and Markets RE: Staff of...

[32973] December 10, 2020 TO: Derivatives Markets Advisory Committee Equity Markets Advisory Committee Fixed-Income Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee RE: ESMA Consultation on MiFID II/R Market Data Obligations: Member Call...

[32968] December 8, 2020 TO: ICI Members Investment Company Directors ICI Global Members LIBOR Transition Working Group SUBJECTS: Alternative Investments Bank Regulation Closed-End Funds COVID-19 Exchange-Traded Funds (ETFs) Financial Stability Fixed Income Securities Investment...

[32969] December 8, 2020 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee Investment Advisers Committee SUBJECTS: Derivatives Investment Advisers Trading and Markets RE: ICI Files...

[32942] November 24, 2020 TO: ICI Members Investment Company Directors SUBJECTS: Disclosure Financial Stability Fixed Income Securities Fund Governance Money Market Funds Operations Risk Oversight Trading and Markets RE: Chairman Clayton Speech Reviews Tenure, Suggests Areas for...

[32910] November 12, 2020 TO: ICI MembersEquity Markets Advisory Committee SUBJECTS: Trading and Markets RE: ICI Comment Letter on National Market System Governance The ICI filed a letter today responding to the SEC’s request for comment on the Exchanges’ filing of an National Market...