Equity Markets Advisory Content

[33395] March 26, 2021 TO: Equity Markets Advisory Committee RE: SEC Denies Major Exchange Groups' Motion to Stay Market Data Infrastructure Rule On March 24, the SEC issued an order denying the three major exchange groups’ motion to stay the implementation of the Market Data...

[33240] March 17, 2021 TO: Equity Markets Advisory Committee Security Valuation Operations Committee RE: SEC Final Rule to Update NMS Market Data Infrastructure Last December, the SEC unanimously adopted a final rule to expand NMS market data content and replace the exclusive...

[33146] March 2, 2021 TO: ICI Members Fixed-Income Advisory Committee SEC Rules Committee SUBJECTS: Fixed Income Securities Trading and Markets RE: ICI Files Comment Letter to SEC on Government Securities ATS Proposed Rule and Electronic Corporate Bond and Municipal Securities Markets...

[33140] March 1, 2021 TO: ICI Members Derivatives Markets Advisory Committee SUBJECTS: Derivatives ESG Investment Advisers Trading and Markets RE: February Meeting of CFTC's Market Risk Advisory Committee Meeting-Subcommittee Recommendations On Tuesday, February 23, the Commodity...

[33111] February 17, 2021 TO: Equity Markets Advisory Committee RE: Major Exchange Groups Petition DC Circuit Court of Appeals to Review SEC's Market Data Infrastructure Rule On February 5, the three major exchange groups—NYSE, Nasdaq, and Cboe—filed respective petitions with the US...

[33104] February 16, 2021 TO: ICI Global Members ESG Task Force ICI Global EU Capital Markets Union Task Force ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee SUBJECTS: Distribution ESG International/Global MiFID, EMIR, AIFMD, UCITS V Trading and Markets RE...

[33055] January 20, 2021 TO: ICI Members Equity Markets Advisory Committee SUBJECTS: Litigation & Enforcement Trading and Markets RE: ICI Files Amicus Brief Supporting the SEC's Order to Reform NMS Equity Data Plan Governance The Investment Company Institute (ICI) recently filed the...

[33053] January 19, 2021 TO: ICI Members Equity Markets Advisory Committee Fixed-Income Advisory Committee Investment Advisers Committee Money Market Funds Advisory Committee SEC Rules Committee SUBJECTS: Fixed Income Securities Investment Advisers Trading and Markets RE: SEC Approves...

[33035] January 12, 2021 TO: Derivatives Markets Advisory Committee Equity Markets Advisory Committee Fixed-Income Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee RE: ESMA Consultation on MiFID II/R Market Data Obligations: ICI Global...