Compliance Advisory Content

©2005 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [18801] April 27, 2005 TO: BOARD OF GOVERNORS No. 17-05...

©2005 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [18759] April 8, 2005 TO: CLOSED-END INVESTMENT COMPANY...

©2005 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [18732] April 8, 2005 TO: BROKER/DEALER ADVISORY COMMITTEE...

©2005 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [18722] April 4, 2005 TO: BROKER/DEALER ADVISORY COMMITTEE...

©2005 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [18710] March 31, 2005 TO: CHIEF COMPLIANCE OFFICER...

[18705] March 28, 2005 TO: SEC RULES MEMBERS No. 43-05 EQUITY MARKETS ADVISORY COMMITTEE No. 18-05 CLOSED-END INVESTMENT COMPANY MEMBERS No. 18-05 BOARD OF GOVERNORS No. 14-05 COMPLIANCE ADVISORY COMMITTEE No. 25-05 CHIEF COMPLIANCE OFFICER COMMITTEE No. 29-05 INVESTMENT ADVISER...

[18699] March 28, 2005 TO: BOARD OF GOVERNORS No. 15-05 CHIEF COMPLIANCE OFFICER COMMITTEE No. 30-05 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 14-05 COMPLIANCE ADVISORY COMMITTEE No. 26-05 INDEPENDENT DIRECTORS COUNCIL No. 2-05 PRIMARY CONTACTS - MEMBER COMPLEX No. 14-05 SEC RULES...

[18671] March 21, 2005 TO: BOARD OF GOVERNORS No. 11-05 CEOS CHIEF COMPLIANCE OFFICER COMMITTEE No. 26-05 CLOSED-END INVESTMENT COMPANY MEMBERS No. 16-05 COMPLIANCE ADVISORY COMMITTEE No. 24-05 PRIMARY CONTACTS - MEMBER COMPLEX No. 12-05 SEC RULES MEMBERS No. 41-05 SMALL FUNDS MEMBERS...

[18647] March 18, 2005 TO: BROKER/DEALER ADVISORY COMMITTEE No. 8-05 BROKER/DEALER ASSOCIATE MEMBERS No. 4-05 COMPLIANCE ADVISORY COMMITTEE No. 23-05 OPERATIONS MEMBERS No. 4-05 PENSION MEMBERS No. 12-05 SEC RULES MEMBERS No. 38-05 SMALL FUNDS MEMBERS No. 25-05 TRANSFER AGENT ADVISORY...

[18641] March 11, 2005 TO: BROKER/DEALER ADVISORY COMMITTEE No. 7-05 BROKER/DEALER ASSOCIATE MEMBERS No. 3-05 CHIEF COMPLIANCE OFFICER COMMITTEE No. 24-05 COMPLIANCE ADVISORY COMMITTEE No. 22-05 SEC RULES MEMBERS No. 37-05 SMALL FUNDS MEMBERS No. 24-05 RE: NYSE AND NEW JERSEY SETTLE...