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ICI Default BG
Memo#
20438

DOL Issues Additional Guidance on LM-10 Filing Requirements

©2006 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [20438] October 5, 2006 TO: COMPLIANCE ADVISORY COMMITTEE No...
ICI Default BG
Memo#
20397

FASB Releases Standard on Fair Value Measurements

©2006 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [20397] September 22, 2006 TO: ACCOUNTING/TREASURERS MEMBERS...
ICI Default BG
Memo#
19821

DOL issues LM-10 Deadline Extension and Updated Guidance

©2006 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [19821] March 10, 2006 TO: COMPLIANCE ADVISORY COMMITTEE No...
ICI Default BG
Memo#
19755

Draft Institute Letter on NASD Proposal Relating to Business Entertainment

©2006 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [19755] February 17, 2006 TO: CLOSED-END INVESTMENT COMPANY...
ICI Default BG
Memo#
19695

Summary of SEC No-Action Letters -- Series 92

©2006 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [19695] February 14, 2006 TO: BROKER/DEALER ADVISORY...