Closed-End Investment Company Content

[32327] March 26, 2020 TO: ICI Members Investment Company Directors ICI Global Members SUBJECTS: Closed-End Funds Compliance Derivatives Disclosure Exchange-Traded Funds (ETFs) Fund Accounting & Financial Reporting Fund Governance International/Global Investment Advisers Operations...

[32318] March 25, 2020 TO: ICI Members Investment Company Directors SUBJECTS: Closed-End Funds Compliance Derivatives Disclosure Exchange-Traded Funds (ETFs) Fund Accounting & Financial Reporting Fund Governance International/Global Investment Advisers Operations Risk Oversight...

[32307] March 23, 2020 TO: ICI Members SUBJECTS: Closed-End Funds Compliance Derivatives Exchange-Traded Funds (ETFs) Fund Accounting & Financial Reporting Fund Governance International/Global Investment Advisers Operations Risk Oversight Settlement Technology & Business Continuity...

[32290] March 16, 2020 TO: Closed-End Investment Company Committee RE: ICI Closed-End Investment Company Committee Spring In-Person Meeting Postponed to May 28 Please note that, due to COVID-19 concerns, the Spring in-person meeting of the Closed-End Investment Company Committee that...

[32286] March 15, 2020 TO: ICI Members SUBJECTS: Closed-End Funds Compliance Derivatives Disclosure Exchange-Traded Funds (ETFs) Fund Accounting & Financial Reporting Fund Governance International/Global Investment Advisers Operations Risk Oversight Settlement Technology & Business...

[32284] March 14, 2020 TO: ICI Members Investment Company Directors SUBJECTS: Closed-End Funds Compliance Disclosure Fund Governance Intermediary Oversight Investment Advisers Operations Transfer Agency RE: SEC Staff Issues Guidance on Shareholder Meetings in Light of COVID-19...

[32282] March 14, 2020 TO: ICI Members SUBJECTS: Closed-End Funds Compliance Derivatives Disclosure Exchange-Traded Funds (ETFs) Fund Accounting & Financial Reporting Fund Governance International/Global Investment Advisers Operations Risk Oversight Technology & Business Continuity...

[32279] March 12, 2020 TO: ICI Members Investment Company Directors SUBJECTS: Closed-End Funds RE: ICI Submits Report to SEC Recommending Action on Closed-End Fund Activist Activity Earlier today, ICI submitted a report to the Securities and Exchange Commission recommending that the...

[32278] March 12, 2020 TO: ICI Members SEC Rules Committee SUBJECTS: Closed-End Funds Compliance Disclosure RE: ICI Files Comment Letter with the SEC on Proposal to Update Accredited Investor and Qualified Institutional Buyer Definitions In December, the Securities and Exchange...

[32271] March 9, 2020 TO: 1940 Act Derivatives Working Group Accounting/Treasurers Committee Chief Compliance Officer Committee Closed-End Investment Company Committee Derivatives Markets Advisory Committee ETF (Exchange-Traded Funds) Committee Money Market Funds Advisory Committee...