Broker/Dealer Advisory Content

[28279] July 21, 2014 TO: ICI GLOBAL STEERING COMMITTEE No. 10-14 ICI GLOBAL MEMBERS No. 27-14 ICI GLOBAL TAX COMMITTEE No. 15-14 TAX MEMBERS No. 20-14 INTERNATIONAL MEMBERS No. 26-14 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 11-14 TRANSFER AGENT ADVISORY COMMITTEE No. 47-14...

[28261] July 11, 2014 TO: PENSION MEMBERS No. 31-14 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 32-14 BROKER/DEALER ADVISORY COMMITTEE No. 36-14 TRANSFER AGENT ADVISORY COMMITTEE No. 45-14 OPERATIONS MEMBERS No. 8-14 RE: IRS WITHDRAWS PROPOSED REGULATORY AMENDMENT REGARDING IRA...

[28234] June 30, 2014 TO: TAX MEMBERS No. 18-14 ICI GLOBAL TAX COMMITTEE No. 13-14 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 9-14 TRANSFER AGENT ADVISORY COMMITTEE No. 42-14 BROKER/DEALER ADVISORY COMMITTEE No. 35-14 TAAC FATCA TASK FORCE No. 7-14 RE: FATCA GUIDANCE RELEASED IN...

[28193] June 18, 2014 TO: COMPLIANCE MEMBERS No. 11-14 OPERATIONS MEMBERS No. 5-14 SEC RULES MEMBERS No. 23-14 BROKER/DEALER ADVISORY COMMITTEE No. 33-14 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 26-14 TRANSFER AGENT ADVISORY COMMITTEE No. 35-14 SALES FORCE MARKETING COMMITTEE...

[28208] June 18, 2014 TO: BROKER/DEALER ADVISORY COMMITTEE No. 34-14 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 28-14 OPERATIONS COMMITTEE No. 33-14 RE: ICI COMMENT LETTER ON SEC STAFF ANALYSES RELATED TO MONEY MARKET FUND REFORM   The staff of the SEC’s Division of Economic...

[28179] June 11, 2014 TO: PENSION MEMBERS No. 23-14 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 24-14 BROKER/DEALER ADVISORY COMMITTEE No. 31-14 OPERATIONS MEMBERS No. 3-14 TRANSFER AGENT ADVISORY COMMITTEE No. 33-14 RE: INSTITUTE COMMENT LETTER ON DEPARTMENT OF LABOR PROPOSED...

[28180] June 11, 2014 TO: PENSION MEMBERS No. 24-14 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 25-14 BROKER/DEALER ADVISORY COMMITTEE No. 32-14 OPERATIONS MEMBERS No. 4-14 TRANSFER AGENT ADVISORY COMMITTEE No. 34-14 RE: DEPARTMENT OF LABOR ISSUES UPDATED REGULATORY AGENDA AND...

[28176] June 10, 2014 TO: 529 PLAN MEMBERS No. 11-14 ACCOUNTING/TREASURERS MEMBERS No. 7-14 ADVISER DISTRIBUTOR TAX ISSUES TASK FORCE No. 8-14 BDAC COST BASIS REPORTING TASK FORCE No. 1-14 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 23-14 BROKER/DEALER ADVISORY COMMITTEE No. 30...

[28172] June 9, 2014 TO: TAX MEMBERS No. 14-14 ICI GLOBAL TAX COMMITTEE No. 11-14 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 8-14 TRANSFER AGENT ADVISORY COMMITTEE No. 31-14 BROKER/DEALER ADVISORY COMMITTEE No. 29-14 TAAC FATCA TASK FORCE No. 6-14 RE: ICI COMMENT LETTER TO IRS ON...

[28151] June 3, 2014 TO: BROKER/DEALER ADVISORY COMMITTEE No. 28-14 RE: BDAC MEETING NOTICE - JULY 23-24, 2014   The next meeting of the Broker/Dealer Advisory Committee will take place on Wednesday, July 23 and Thursday, July 24, 2014 at the offices of Ameriprise Financial located at...