Broker/Dealer Advisory Content

[30897] October 4, 2017 TO: ICI Members Investment Company Directors Bank, Trust and Retirement Advisory Committee Broker/Dealer Advisory Committee Operations Committee Pension Committee Pension Operations Advisory Committee SEC Rules Committee Transfer Agent Advisory Committee...

[30851] August 24, 2017 TO: Broker/Dealer Advisory Committee RE: BDAC Meeting Notice - October 18-19, 2017 The next meeting of the Broker/Dealer Advisory Committee will take place on Wednesday, October 18 and Thursday, October 19, 2017 at the offices of the Investment Company...

[30843] August 17, 2017 TO: Broker/Dealer Advisory Committee RE: Mark Your Calendar - BDAC 2018 Meeting Schedule The Broker/Dealer Advisory Committee 2018 meeting schedule has been finalized. Please mark your calendars for the following meeting dates: January 24-25April 18-19July 18...

[30842] August 16, 2017 TO: ICI Members Accounting/Treasurers Committee Bank, Trust and Retirement Advisory Committee Broker/Dealer Advisory Committee Closed-End Investment Company Committee Operations Committee Tax Committee Transfer Agent Advisory Committee SUBJECTS: Tax RE: 2017...

[30834] August 14, 2017 TO: ICI Members Investment Company Directors Bank, Trust and Retirement Advisory Committee Broker/Dealer Advisory Committee Investment Advisers Committee Operations Committee Pension Committee Pension Operations Advisory Committee SEC Rules Committee Transfer...

[30746] June 19, 2017 TO: ICI Members Investment Company Directors ICI Global Members Advertising Compliance Advisory Committee Broker/Dealer Advisory Committee Principal Underwriters Working Group SEC Rules Committee Small Funds Committee Transfer Agent Advisory Committee SUBJECTS...

[30728] June 5, 2017 TO: Advertising Compliance Advisory Committee Broker/Dealer Advisory Committee Principal Underwriters Working Group SEC Rules Committee Small Funds Committee Transfer Agent Advisory Committee RE: Draft ICI Comment Letter to FINRA in Response to Special Notice -...

[30721] May 26, 2017 TO: Broker/Dealer Advisory Committee RE: BDAC Meeting Notice - July 19-20, 2017 The next meeting of the Broker/Dealer Advisory Committee will take place on Wednesday, July 19 and Thursday, July 20, 2017 at the offices of the MFS Investment Management located at...

[30687] May 9, 2017 TO: ICI Members Bank, Trust and Retirement Advisory Committee Broker/Dealer Advisory Committee Operations Committee Pension Committee Pension Operations Advisory Committee Sales and Marketing Committee Small Funds Committee Transfer Agent Advisory Committee...

[30663] April 5, 2017 TO: ICI Members Investment Company Directors ICI Global Members Advertising Compliance Advisory Committee Broker/Dealer Advisory Committee Principal Underwriters Working Group SEC Rules Committee Small Funds Committee Transfer Agent Advisory Committee SUBJECTS...