Broker/Dealer Advisory Content

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ICI Default BG
Memo#
20559

ICI Electronic Communications Guidance

©2006 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [20559] November 9, 2006 TO: ACCOUNTING/TREASURERS MEMBERS...
ICI Default BG
Memo#
20474

Final 2006 Year-end Tax Reporting Formats

©2006 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [20474] October 11, 2006 TO: ACCOUNTING/TREASURERS COMMITTEE...
ICI Default BG
Memo#
20458

BDAC Meeting Summary, July 26-27, 2006

©2006 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [20458] October 6, 2006 TO: BROKER/DEALER ADVISORY COMMITTEE...
ICI Default BG
Memo#
20426

Fund Advisers and Distributor Settle SEC Charges Relating to Revenue Sharing

©2006 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [20426] September 29, 2006 TO: BROKER/DEALER ADVISORY...
ICI Default BG
Memo#
20395

Factors to Consider When Preparing for an Unscheduled Market Close

©2006 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [20395] September 22, 2006 TO: OPERATIONS COMMITTEE No. 25...
ICI Default BG
Memo#
20393

Mark Your Calendar - BDAC 2007 Meeting Schedule

©2006 Investment Company Institute. All rights reserved. Information may be abridged and therefore incomplete. Communications from the Institute do not constitute, and should not be considered a substitute for, legal advice. [20393] September 22, 2006 TO: BROKER/DEALER ADVISORY...