AML Compliance Working Group Content

  [25024] March 11, 2011 TO: AML COMPLIANCE WORKING GROUP No. 2-11 TRANSFER AGENT ADVISORY COMMITTEE No. 20-11 RE: LETTER FROM FINCEN TO ICI ON BENEFICIAL OWNERSHIP GUIDANCE   The Institute received a letter from the Financial Crimes Enforcement Network (“FinCEN”) providing an update...

  [24890] January 19, 2011 TO: AML COMPLIANCE WORKING GROUP No. 1-11 TRANSFER AGENT ADVISORY COMMITTEE No. 7-11 RE: COMMENT LETTER ON CONSULTATION PAPER OF THE FINANCIAL ACTION TASK FORCE   On January 7, 2011, the Institute submitted comments on Consultation Paper: Review of the...

[24810] December 22, 2010   TO: AML COMPLIANCE WORKING GROUP No. 20-10 RE: U.S. TREASURY DEPARTMENT SOLICITS APPLICATIONS FOR MEMBERSHIP ON THE BANK SECRECY ACT ADVISORY GROUP   The Financial Crimes Enforcement Network (“FinCEN”) of the U.S. Treasury Department is soliciting...

  [24793]   December 15, 2010 TO: AML COMPLIANCE WORKING GROUP No. 19-10 TRANSFER AGENT ADVISORY COMMITTEE No. 85-10 RE: ICI COMMENT LETTER ON BSA-SAR DATABASE PROPOSED DATA FIELDS   On December 14th, ICI submitted a letter to Financial Crimes Enforcement Network (“FinCEN”) in...

    [24743]   November 30, 2010 TO: AML COMPLIANCE WORKING GROUP No. 18-10 RE: FINCEN ISSUES FINAL RULE ON SAR CONFIDENTIALITY AND GUIDANCE PERMITTING SHARING SARS WITH CERTAIN AFFILIATES   On November 23rd, the Financial Crimes Enforcement Network (“FinCEN”) released a final rule on...

    [24724]   November 19, 2010 TO: AML COMPLIANCE WORKING GROUP No. 17-10 RE: FATF REVIEW OF RECOMMENDATIONS IN PREPARATION FOR THE 4TH ROUND OF MUTUAL EVALUATIONS; CALL ON DECEMBER 7TH AT 2 PM EST   In October 2010, the Financial Action Task Force (“FATF”) issued a Consultation...

  [24703]   November 11, 2010 TO: AML COMPLIANCE WORKING GROUP No. 16-10 RE: FINCEN PROPOSES REGULATIONS FOR BANKS AND MONEY SERVICES BUSINESSES TO REPORT CROSS-BORDER ELECTRONIC FUND TRANSMITTALS   On September 30, 2010, the Financial Crimes Enforcement Network (“FinCEN”) issued for...

[24674] October 28, 2010 TO: AML COMPLIANCE WORKING GROUP No. 15-10 TRANSFER AGENT ADVISORY COMMITTEE No. 72-10 RE: MEMBER CALL AND FINCEN PROPOSAL RELATING TO DATA FIELDS AND A NEW BANK SECRECY ACT DATABASE FOR SUSPICIOUS ACTIVITY REPORTING On October 15, 2010, Financial Crimes...

  [24617]   October 15, 2010 TO: AML COMPLIANCE WORKING GROUP No. 14-10 TRANSFER AGENT ADVISORY COMMITTEE No. 62-10 RE: FINCEN GRANTS ADDITIONAL TIME TO COMPLY WITH THE TRAVEL RULE   We are pleased to inform you that the Financial Crimes Enforcement Network (“FinCEN”) has extended the...

  [24612]   October 14, 2010 TO: AML COMPLIANCE WORKING GROUP No. 13-10 RE: FINCEN E-FILING WEBINAR - NOVEMBER 4TH    The Financial Crimes Enforcement Network (“FinCEN”) will hold an informational webinar on Thursday, November 4, 2010 at 2:00 p.m. EST that will highlight the benefits...