Accounting/Treasurers Content

[33165] March 8, 2021 TO: ICI Members ICI Global Members Accounting/Treasurers Committee ESG Advisory Group ESG Task Force ICI Global Regulated Funds Committee ICI Global Regulated Funds Committee - Asia SEC Rules Committee SUBJECTS: Disclosure ESG International/Global RE: IFRS...

[33152] March 3, 2021 TO: ICI Members Management Company Tax Subcommittee Tax Committee SUBJECTS: Fund Accounting & Financial Reporting Privacy Tax RE: ICI Submits Letter on IRS Form SS-4 Responsible Party Requirements The Investment Company Institute submitted the attached letter...

[33151] March 3, 2021 TO: ICI Members Investment Company Directors Accounting/Treasurers Committee Security Valuation Operations Committee SUBJECTS: Audit and Attest Audit Committees Fund Accounting & Financial Reporting RE: SEC FAQ on Rescission of Auditing Guidance in ASR 118 The...

[33147] March 2, 2021 TO: ICI Members ICI Global Members SUBJECTS: COVID-19 Cybersecurity Derivatives Disclosure Distribution ESG Exchange-Traded Funds (ETFs) Financial Stability International/Global Money Market Funds Technology & Business Continuity Valuation RE: IOSCO Releases Work...

[33133] February 25, 2021 TO: ICI Members SEC Rules Committee Variable Insurance Products Advisory Committee SUBJECTS: Fees and Expenses Investment Advisers Variable Insurance Products RE: SEC Issues Statement Providing No-Action Relief for Substitution of Variable Insurance Product...

[33125] February 22, 2021 TO: ICI Members Tax Committee SUBJECTS: Fund Accounting & Financial Reporting State Issues Tax RE: ICI Submits Opposition Letter to NY Stock Transfer Tax (STT) The ICI submitted the attached letter opposing any repeal or reduction to the NY stock transfer...

[33110] February 17, 2021 TO: ICI Members Accounting/Treasurers Committee Bank, Trust and Retirement Advisory Committee Broker/Dealer Advisory Committee Operations Committee Securities Operations Advisory Committee Security Valuation Operations Committee Small Funds Committee Transfer...

[33091] February 5, 2021 TO: ICI Members Investment Company Directors ICI Global Members Accounting/Treasurers Committee Fixed-Income Advisory Committee Investment Advisers Committee SEC Rules Committee Securities Operations Advisory Committee Small Funds Committee SUBJECTS: Audit and...

[33088] February 4, 2021 TO: ICI Members Investment Company Directors SUBJECTS: Advertising Closed-End Funds Disclosure Exchange-Traded Funds (ETFs) Fees and Expenses Fund Accounting & Financial Reporting Fund Governance Money Market Funds Operations Transfer Agency Unit Investment...

[33075] February 1, 2021 TO: Accounting/Treasurers Committee Independent Accountants Advisory Group RE: Accounting/Treasurers Committee Meeting - March 4 A joint meeting of the Accounting/Treasurers Committee and the Independent Accountants Advisory Group has been scheduled for...