Accounting/Treasurers Content

[33486] April 19, 2021 TO: ICI Members Investment Company Directors SUBJECTS: Compliance Disclosure Fund Accounting & Financial Reporting Fund Governance Investment Advisers Operations Portfolio Oversight Risk Oversight Transfer Agency RE: SEC Staff Announces Termination of March 2020...

[33411] April 1, 2021 TO: ICI Members SUBJECTS: Audit and Attest Closed-End Funds Fund Accounting & Financial Reporting RE: SEC Issues Dear CFO Letter for Investment Companies On March 30, 2021 the staff of the Chief Accountant?s Office in the Division of Investment Management issued...

[33272] March 19, 2021 TO: ICI Members Accounting/Treasurers Committee SEC Rules Committee Security Valuation Operations Committee SUBJECTS: Compliance Fixed Income Securities Fund Accounting & Financial Reporting Valuation RE: SEC FAQ Addresses Rule 2a-5 Compliance Date and Effect on...

[33241] March 17, 2021 TO: ICI Members Accounting/Treasurers Committee ESG Advisory Group ESG Task Force Proxy Working Group SEC Rules Committee SUBJECTS: Disclosure ESG Fees and Expenses Investment Advisers RE: Speech by SEC Acting Chair Lee on Disclosure of Fund Proxy Voting On...

[33196] March 15, 2021 TO: ICI Members Accounting/Treasurers Committee ESG Advisory Group ESG Task Force SEC Rules Committee SUBJECTS: Disclosure ESG RE: SEC Acting Chair Lee Speech on Climate and ESG Disclosure On March 15, 2021, SEC Acting Chair Allison Herren Lee gave a speech...

[33187] March 12, 2021 TO: ICI Members Investment Company Directors ICI Global Members Accounting/Treasurers Committee ICI Global Tax Committee Tax Committee SUBJECTS: International/Global Tax RE: Request to Treasury and IRS for Additional Guidance for RICs Receiving EU Reclaims The...

[33181] March 12, 2021 TO: ICI Members Investment Company Directors SUBJECTS: Audit and Attest Audit Committees Compliance Fund Accounting & Financial Reporting Fund Governance Intermediary Oversight Investment Advisers Operations Recordkeeping Risk Oversight Valuation RE: SEC Staff...

[33170] March 9, 2021 TO: ICI Members Accounting/Treasurers Committee ESG Advisory Group ESG Task Force SEC Rules Committee SUBJECTS: Disclosure ESG RE: SEC ESG Updates: Enforcement Task Force, Examination Priorities, and Commissioners' Statement Last week, the SEC announced the...

[33172] March 9, 2021 TO: ICI Members SUBJECTS: Compliance Fees and Expenses Intermediary Oversight Operations Transfer Agency RE: Action Requested - Register to Participate in 2021 ICI Mutual Fund Transfer Agents Trends & Billing Practices Survey The Investment Company Institute...