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16271

ACTION ON H.R. 2420, MUTUAL FUNDS INTEGRITY AND FEE TRANSPARENCY ACT OF 2003

[16271] July 8, 2003 TO: BOARD OF GOVERNORS No. 34-03 CLOSED-END INVESTMENT COMPANY MEMBERS No. 54-03 DIRECTOR SERVICES COMMITTEE No. 12-03 FEDERAL LEGISLATION MEMBERS No. 11-03 PRIMARY CONTACTS - MEMBER COMPLEX No. 53-03 PUBLIC INFORMATION COMMITTEE No. 22-03 SEC RULES MEMBERS No. 86...
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16223

GAO REPORT ON TRANSPARENCY OF MUTUAL FUND FEES AND CERTAIN PRACTICES

[16223] June 19, 2003 TO: BOARD OF GOVERNORS No. 30-03 DIRECTOR SERVICES COMMITTEE No. 10-03 PRIMARY CONTACTS - MEMBER COMPLEX No. 49-03 PUBLIC INFORMATION COMMITTEE No. 19-03 SEC RULES MEMBERS No. 78-03 SMALL FUNDS MEMBERS No. 27-03 RE: GAO REPORT ON TRANSPARENCY OF MUTUAL FUND FEES...
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16192

MUTUAL FUNDS LEGISLATION INTRODUCED; HEARING ANNOUNCED

[16192] June 11, 2003 TO: BOARD OF GOVERNORS No. 28-03 CLOSED-END INVESTMENT COMPANY MEMBERS No. 49-03 DIRECTOR SERVICES COMMITTEE No. 8-03 PRIMARY CONTACTS - MEMBER COMPLEX No. 45-03 SEC RULES MEMBERS No. 71-03 RE: MUTUAL FUNDS LEGISLATION INTRODUCED; HEARING ANNOUNCED House Capital...
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15881

FINK AND ROYE REMARKS AT 2003 MUTUAL FUNDS CONFERENCE

[15881] April 9, 2003 TO: BOARD OF GOVERNORS No. 20-03 DIRECTOR SERVICES COMMITTEE No. 6-03 PRIMARY CONTACTS - MEMBER COMPLEX No. 30-03 SEC RULES MEMBERS No. 44-03 RE: FINK AND ROYE REMARKS AT 2003 MUTUAL FUNDS CONFERENCE Institute President Matthew P. Fink and Paul F. Roye, Director...
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15848

SEC STAFF ISSUES NO-ACTION LETTER ON 12B-1 FEE REBATES

[15848] April 4, 2003 TO: DIRECTOR SERVICES COMMITTEE No. 5-03 SEC RULES MEMBERS No. 41-03 RE: SEC STAFF ISSUES NO-ACTION LETTER ON 12b-1 FEE REBATES The Division of Market Regulation of the Securities and Exchange Commission recently issued a no-action letter relating to the ability...