Independent Directors Council Content

[13601] July 17, 2001 TO: DIRECTOR SERVICES COMMITTEE No. 9-01 RE: PARTICIPATION IN INSTITUTE’S 2001 DIRECTORS CONFERENCE Attached is a draft of the preliminary program for the Institute’s Annual Directors Conference. The Conference will be held on October 17-19 in Washington, D.C...

[13657] June 20, 2001 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 21-01 DIRECTOR SERVICES COMMITTEE No. 8-01 SEC RULES MEMBERS No. 50-01 RE: DISTRICT COURT DISMISSES CLAIM UNDER SECTION 36(b) OF THE INVESTMENT COMPANY ACT The United States District Court for the District of New...

[13564] May 30, 2001 TO: DIRECTOR SERVICES COMMITTEE No. 7-01 RE: POTENTIAL CANDIDATES FOR COMMITTEE MEMBERSHIP As we have discussed, the Director Services Committee is being restructured to increase the number of independent directors on the committee and to provide for greater...

[13477] May 3, 2001 TO: BOARD OF GOVERNORS No. 21-01 CLOSED-END INVESTMENT COMPANY MEMBERS No. 15-01 DIRECTOR SERVICES COMMITTEE No. 6-01 SEC RULES MEMBERS No. 38-01 RE: FEDERAL APPEALS COURT DISMISSES CASE ALLEGING BREACH OF FIDUCIARY DUTY UNDER SECTION 36(b) OF THE 1940 ACT The U.S...

[13465] May 1, 2001 TO: ACCOUNTING/TREASURERS MEMBERS No. 9-01 CLOSED-END INVESTMENT COMPANY MEMBERS No. 13-01 DIRECTOR SERVICES COMMITTEE No. 5-01 INTERNATIONAL MEMBERS No. 6-01 SEC RULES MEMBERS No. 37-01 SMALL FUNDS MEMBERS No. 12-01 UNIT INVESTMENT TRUST MEMBERS No. 16-01 RE...

[13401] April 11, 2001 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 12-01 DIRECTOR SERVICES COMMITTEE No. 4-01 SEC RULES MEMBERS No. 31-01 RE: APPEALS COURT RULING THAT SECTION 36(b) UNDER THE INVESTMENT COMPANY ACT DOES NOT PREEMPT STATE LAW The Court of Appeals for the Third...

[13325] April 2, 2001 TO: BOARD OF GOVERNORS No. 15-01 DIRECTOR SERVICES COMMITTEE No. 3-01 PRIMARY CONTACTS - MEMBER COMPLEX No. 25-01 SEC RULES MEMBERS No. 27-01 RE: ROYE AND FINK REMARKS AT 2001 MUTUAL FUNDS CONFERENCE Paul F. Roye, Director of the Securities and Exchange...

[13090] January 25, 2001 TO: DIRECTOR SERVICES COMMITTEE No. 2-01 RE: PARTICIPATION IN APRIL COMMITTEE MEETING AND WORKSHOP FOR NEW FUND DIRECTORS The next meeting of the ICI’s Director Services Committee will take place on Monday, April 2, 2001. It will be followed on April 3rd by...

[13021] January 10, 2001 TO: DIRECTOR SERVICES COMMITTEE No. 1-01 RE: 2001 MEETING AND PROGRAM DATES; COMMITTEE BUSINESS Meeting and Program Dates The dates for the Director Services Committee meetings and programs have been set for the coming year. As in the past, the committee will...

[12785] October 25, 2000 TO: BOARD OF GOVERNORS No. 63-00 CLOSED-END INVESTMENT COMPANY MEMBERS No. 24-00 DIRECTOR SERVICES COMMITTEE No. 16-00 SEC RULES MEMBERS No. 73-00 RE: COURT GRANTS MOTION TO TERMINATE DERIVATIVE ACTION AGAINST FUND, ADVISER AND DIRECTORS The United States...