Video Content

On March 4, 2024, ICI and 100 Women in Finance hosted a celebration of International Women’s Day in Boston, MA. Speakers included: Secretary Lauren Jones, Massachusetts Executive Office of Labor and Workforce Development Carol Geremia, President, MFS Investment Management, Governor...

Industry veterans will offer their perspectives on the evolving interpretation and application of Rule 38a-1 under the Investment Company Act, from 2004 through the present, including the role of a fund’s chief compliance officer and board oversight considerations.

Join us on December 19, from 2:00 to 3:00 p.m. (ET), for IDC's webinar on SEC Examination and Enforcement Priorities: What Fund Directors Should Know. This session will bring fund directors up to speed on crucial aspects of the SEC's 2024 examination priorities and recent enforcement...

The third webinar in our Financial Innovation Series will discuss the world of blockchains and their impact on the financial sector. This 60-minute virtual session features our panel guests, all specialists in the use of blockchain technology, who will engage in an interactive format...

Key Discussion Topics Utilizing benchmarks and peer groups in fund performance assessment Understanding performance expectations in different market environments Evaluating trailing and rolling returns for more informed decision-making

State officials—including legislators, attorneys general, treasurers, secretaries of state, and others—have recently taken a variety of measures in reaction to ESG investing. The panel discussed state requirements, Civil Investigative Demands (CIDs), and other recent developments...

The panel provided a refresher on NSMIA, the statute that governs the authority states have over federally registered investment companies, investment advisers, and broker-dealers. Panelists discussed the history of the reforms NSMIA made to the federal securities laws and its...

Above is a clip from the Senate Approprations/FSGG Subcommittee Hearing showing the exchange between Senator Chris Coons (D-DE) and SEC Chair Gensler on several issues important to ICI members including the volume of rule promulgation, length of comment periods, incorporating public...