NSMIA: A Look Backwards and a Look Forward

The panel provided a refresher on NSMIA, the statute that governs the authority states have over federally registered investment companies, investment advisers, and broker-dealers. Panelists discussed the history of the reforms NSMIA made to the federal securities laws and its implications for current and future state activities.

Panelists

Tami Salmon, Associate General Counsel, ICI, Moderator

Jason Pinney, Partner, Morgan, Lewis & Bockius

Steven Stone, Partner, Morgan, Lewis & Bockius

Rob Sweeney, Government Affairs Officer, State Policy, ICI

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