Comment Letter Content

July 29, 2019 Mr. Eduardo A. Aleman Deputy Secretary Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: File Number SR-FINRA-2019-017 Dear Mr. Aleman: The Investment Company Institute1 strongly supports FINRA’s proposed amendments to FINRA Rule 2210...

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July 15, 2019 Ann E. Misback, Secretary Board of Governors of the Federal Reserve System 20th Street and Constitution Avenue, NW Washington, DC 20551 Re: Control and Divestiture Proceedings (Federal Reserve Board Docket No. R-1662, RIN 7100-AF 49) Dear Ms. Misback: The Investment...

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June 11, 2019 Ms. Vanessa Countryman Acting Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: SEC Roundtable on the Proxy Process (File No. 4-725) Dear Ms. Countryman: The Investment Company Institute1 appreciates the Commission’s efforts in...