Comment Letter Content

April ,  Ms. Vanessa A. Countryman Secretary Securities and Exchange Commission  F Street, NE Washington, DC  Re: Use of Derivatives by Registered Investment Companies and Business Development Companies; Required Due Diligence by Broker-Dealers and Registered Investment...

April 20, 2020 Ms. Vanessa A. Countryman Secretary U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549-1090 Re: Use of Derivatives by Registered Investment Companies and Business Development Companies; Required Due Diligence by Broker-Dealers and Registered...

20 April 2020 EBF_040407 VIA ELECTRONIC MAIL Mr. Pascal Saint-Amans Director, Centre for Tax Policy & Administration Organisation for Economic Co-operation and Development 2 rue André Pascal 75016 Paris France pascal.saint-amans@oecd.org Mr. Paolo Gentiloni Commissioner for Economic...

http://www.msrb.org/~/media/Files/Regulatory-Notices/RFCs/2020-02.ashx??n=1. 4 Notice at 6.

April 1, 2020 Office of the Comptroller of the Currency Chief Counsel’s Office 400 7th Street, SW, Suite 3E-218 Washington, DC 20219 Docket ID OCC–2020–0002 Securities and Exchange Commission Vanessa A. Countryman, Secretary 100 F Street, NE Washington, DC 20549-1090 File No. S7–02-20...

March 31, 2020 Sent electronically to charles.taillefer@canada.ca Mr. Charles Taillefer Director, Privacy and Data Protection Policy Directorate Marketplace Framework Policy Branch, Strategy and Innovation Policy Sector Innovation, Science and Economic Development Government of Canada...

1 March 25, 2020 Secretariat of the Basel Committee on Banking Supervision Bank for International Settlements Centralbahnplatz 2 CH-4002 Basel Switzerland Secretariat of the International Organization of Securities Commissions C/ Oquendo 12 28006 Madrid Spain Re: Margin Requirements...

March 26, 2020 Ms. Susan Olson Investment Company Institute 1401 H Street NW Washington D.C. 20005 Dear Ms. Olson: Based on the information contained in your March 25, 2020 letter, the staff of the Division of Investment Management (the “Staff”) will not recommend enforcement action...

March 26, 2020 Ms. Dalia Blass Director – Division of Investment Management Ms. Sarah ten Siethoff Associate Director – Division of Investment Management Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Request for No-Action Relief for Affiliated Purchases...