Comment Letter Content

By Electronic Delivery August 10, 2020 Senator James Sanders Jr. Assemblymember Phil Steck LOB, Room 711 LOB, Room 702 Albany, NY 12247 Albany, NY 12248 RE: OPPOSITION to Stock Transfer Tax Dear Senator Sanders and Assemblymember Steck: The Investment Company Institute1—on behalf of...

Filed Electronically August 6, 2020 Office of Exemption Determinations Employee Benefits Security Administration Attention: Application No. D–12011 U.S. Department of Labor 200 Constitution Avenue N.W., Suite 400 Washington, DC 20210 RE: Improving Investment Advice for Workers &...

August 5, 2020 Christopher Kirkpatrick Secretary of the Commission Commodity Futures Trading Commission Three Lafayette Center 1155 21st Street NW Washington, DC 20581 Re: Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants: RIN 3038–AF02 and RIN 3038...

Filed Electronically August 6, 2020 Office of Exemption Determinations Employee Benefits Security Administration Attention: Application No. D–12011 U.S. Department of Labor 200 Constitution Avenue N.W., Suite 400 Washington, DC 20210 RE: Improving Investment Advice for Workers &...

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By Electronic Delivery July 22, 2020 David Kautter Michael J. Desmond Assistant Secretary for Tax Policy Chief Counsel U.S. Department of the Treasury Internal Revenue Service 1500 Pennsylvania Avenue, NW 1111 Constitution Avenue, NW Washington, DC 20220 Washington, DC 20224 RE...

Filed Electronically July 20, 2020 Office of Exemption Determinations Employee Benefits Security Administration US Department of Labor 200 Constitution Ave., NW Washington, DC 20210 Re: Z-RIN 1210-ZA28; Prohibited Transactions Involving Pooled Employer Plans Under the SECURE Act and...

July 20, 2020 Filed Electronically: Office of Regulations and Interpretations Employee Benefits Security Administration Room N–5655 U.S. Department of Labor 200 Constitution Avenue NW Washington, DC 20210 Attention: Financial Factors in Selecting Plan Investments Proposed Regulation...

July 16, 2020 Ms. Vanessa A. Countryman Secretary U.S. Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549-1090 Re: Good Faith Determinations of Fair Value; File No. S7-07-20 Dear Ms. Countryman: The Independent Directors Council1 commends the Commission for...

July 16, 2020 Ms. Vanessa A. Countryman Secretary Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Re: Good Faith Determinations of Fair Value, File Number S7-07-20 Dear Ms. Countryman: The Investment Company Institute1 applauds the SEC for taking steps to...