Comment Letter Content

April 15, 2003 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, N.W. Washington, DC 20549-0609 Re: Proposed Amendments to NASD Rules Regarding Board Independence and Independent Committees (File No. SR-NASD-2002-141) Dear Mr. Katz: The...

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February 21, 2003 The Honorable Michael G. Oxley Chairman Committee on Financial Services U.S. House of Representatives 2129 Rayburn House Office Building Washington, D.C. 20515 The Honorable Richard H. Baker Chairman Subcommittee on Capital Markets, Insurance & GSEs Committee on...

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Mr. Jonathan G. Katz February 14, 2003 Page 2 The Institute questions the benefits, however, of requiring all funds to disclose their portfolio holdings more frequently than semi-annually, and we remain concerned that this would facilitate abusive trading practices that will harm fund...

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