ICI Innovate brings together multidisciplinary experts to explore how emerging technologies will impact fund operations and their implications for the broader industry.
ICI Innovate is participating in the Emerging Leaders initiative, offering a heavily discounted opportunity for the next generation of asset management professionals to participate in ICI’s programming.
November 22, 2002 Judith R. Starr, Chief Counsel Office of the Chief Counsel Financial Crimes Enforcement Network Department of the Treasury P.O. Box 39 Vienna, Virginia 22183-1618 Re: NPRM – Section 352 Unregistered Investment Company Regulations Dear Ms. Starr: The Investment...
November 1, 2002 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: Notice of Filing of Proposed Rule Changes by the New York Stock Exchange (File No. SR-NYSE-2002-46) and the National Association of Securities Dealers...
November 1, 2002 Ms. Lisa Good Executive Director National Federation of Municipal Analysts P.O. Box 14893 Pittsburgh, PA 15234 Re: NFMA Draft Recommended Best Practices in Disclosure for Variable Rate and Short-Term Securities Dear Ms. Good: The Investment Company Institute 1...
October 16, 2002 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 5th Street, N.W. Washington, DC 20549-0609 Re: Certification of Management Investment Company Shareholder Reports (File No. S7-33-02) Dear Mr. Katz: The Investment Company Institute 1 appreciates...
October 10, 2002 The Honorable J. Dennis Hastert Speaker H-232 Capitol U.S. House of Representatives Washington, DC 20515 Dear Mr. Speaker: On behalf of the Investment Company Institute 1, I write to urge that before adjourning for the year, Congress act to fund fully the Securities...
October 10, 2002 The Honorable J. Dennis Hastert Speaker 2369 Rayburn House Office Building U.S. House of Representatives Washington, DC 20515 Dear Mr. Speaker: On behalf of the millions of Americans currently saving for retirement through IRAs, qualified retirement plans, and 403(b)...
October 1, 2002 Ms. Barbara Z. Sweeney NASD Office of the Corporate Secretary 1735 K Street, NW Washington, DC 20006-1500 Re: Notice to Members 02-51, Investment Analysis Tools Dear Ms. Sweeney: The Investment Company Institute 1 appreciates the opportunity to comment on the recent...
Latest Comment Letters:
TEST - ICI Comment Letter Opposing Sales Tax on Additional Services in Maryland
ICI Comment Letter Opposing Sales Tax on Additional Services in Maryland
ICI Response to the European Commission on the Savings and Investments Union