Comment Letter Content

December 17, 2010 Elizabeth M. Murphy, Secretary Securities and Exchange Commission 100 F Street NE Washington, DC 20549-1090 Re: Proposed Whistleblower Rules; File No. S7-33-10 Dear Ms. Murphy: The Investment Company Institute1 appreciates the opportunity to comment on the rules...

   December 14, 2010 By email (to regcomments@fincen.treas.gov) James H. Freis, Jr. Director, Financial Crimes Enforcement Network U.S. Department of the Treasury P.O. Box 39 Vienna, VA 22183 Re: BSA-SAR Database Dear Mr. Freis: The Investment Company Institute1 (“ICI”) appreciates...

ORAL ARGUMENT NOT YET SCHEDULED No. 10-1305 ______________________________________________ IN THE UNITED STATES COURT OF APPEALS FOR THE DISTRICT OF COLUMBIA CIRCUIT ______________________________________________ BUSINESS ROUNDTABLE and CHAMBER OF COMMERCE OF THE UNITED STATES OF...

By Electronic Delivery December 9, 2010 Deborah Butler David R. Williams Assoc. Chief Counsel (Procedure & Administration) Director, Return Preparer Office Internal Revenue Service Internal Revenue Service 1111 Constitution Avenue, NW 1111 Constitution Avenue, NW Washington, DC 20224...

dDREDRc December 3, 2010 David A. Stawick Secretary Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, N.W. Washington, D.C. 20581 Re: Investment of Customer Funds (RIN 3038-AC15) Dear Mr. Stawick: The Investment Company Institute (“ICI”)1 appreciates the...

December 1, 2010 Ms. Elizabeth Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: Mutual Fund Distribution Fees; Confirmations (File Number S7-15-10) Dear Ms. Murphy: This letter and attached economic analysis supplement the...

November 29, 2010 Ms. Mary J. Miller Assistant Secretary for Financial Markets United States Department of the Treasury 1500 Pennsylvania Avenue, N.W. Washington, D.C. 20220 Re: Determination of Foreign Exchange Swaps and Forwards Dear Ms. Miller: Section 721(a)(21) of the Dodd-Frank...

November 18, 2010 Ms. Elizabeth Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: Reporting of Proxy Votes on Executive Compensation and Other Matters (File No. S7-30-10) Dear Ms. Murphy: The Investment Company Institute1...

November 18, 2010 Mr. Robert E. Feldman Executive Secretary Attention: Comments Federal Deposit Insurance Corporation 550 17th Street, N.W. Washington, D.C. 20429 Re: Rulemaking Implementing Certain Orderly Liquidation Authority Provisions Dear Mr. Feldman: The Investment Company...

November 17, 2010 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Mr. David A. Stawick Secretary Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, N.W. Washington, D.C. 20581 Re: Ownership...