Comment Letter Content

pdf

February 4, 2011 David A. Stawick, Secretary Commodity Futures Trading Commission Three Layfayette Center 1155 21st Street, NW Washington, DC 20581 Re: Proposed Whistleblower Rules; RIN No. 3038-AD04 Dear Mr. Stawick: The Investment Company Institute1 appreciates the opportunity to...

[Type text] February 3, 2011 Filed Electronically Office of Regulations and Interpretations Employee Benefits Security Administration U.S. Department of Labor 200 Constitution Ave, NW Washington DC 20210 RE: Proposed Rule on Definition of Fiduciary, 75 Fed. Reg. 65263 The Investment...

A1 February 2, 2011 European Commission Directorate General Internal Market and Services Unit G3 B - 1049 Bruxelles/Brussel (Belgium) Re: Consultation on the Review of the Markets in Financial Instruments Directive (MiFID) Dear Sir or Madam: The Investment Company Institute (“ICI”)...

I. II. * * * * *

February 1, 2011 Ms. Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Suspension of the Duty to File Reports For Classes of Asset-Backed Securities Under Section 15(d) of the Securities Exchange Act of 1934 (File No. S7-02...

       

pdf

January18, 2011 Mr. Robert E. Feldman Executive Secretary Attention: Comments Federal Deposit Insurance Corporation 550 17th Street, N.W. Washington, D.C. 20429 Re: Rulemaking Implementing Certain Orderly Liquidation Authority Provisions Dear Mr. Feldman: The Investment Company...

7950397.3 January 18, 2011 Mr. David A. Stawick Secretary Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, N.W. Washington, D.C. 20581 Re: Protection of Cleared Swaps Customers Before and After Commodity Broker Bankruptcies (RIN 3038-AD99) Dear Mr. Stawick...