ICI Default BG
Memo#
35774

DOL and Treasury/IRS Release Spring 2024 Regulatory Agendas

The Office of Information and Regulatory Affairs recently released its Spring 2024 Unified Agenda of Regulatory and Deregulatory Actions, which includes updated Agency Rule Lists from the Department of Labor (DOL) and the Treasury Department and Internal Revenue Service including...
ICI Default BG
Memo#
35773

ESMA Publishes Consultations on Liquidity Management Tools

On 8 July, the European Securities Market Authority issued two consultations regarding liquidity management tools with proposed regulatory technical standards and guidelines for Undertakings for the Collective Investment in Transferable Securities and Alternative Investment Funds...
ICI Default BG
IDC Update

IDC Update: July 11, 2024

SEC Publishes Spring 2024 Rulemaking Agenda; Moves Away from Mandatory Swing Pricing for Mutual Funds The Securities and Exchange Commission (SEC) recently published its Spring 2024 Rulemaking Agenda, providing insight into regulatory initiatives on which action is expected over the...
Subscribe to