The US Department of Labor (DOL) on August 12, 2024, issued a technical correction[1] to the amended QPAM prohibited transaction class exemption ("QPAM Exemption") that was published in the Federal Register on April 3, 2024.

On August 14, 2024, the US District Court for the Western District of Missouri ordered that a set of challenged Missouri Securities Division rules, which required specified financial professionals to obtain a client's written consent on state-scripted documents before providing advice...

On July 30, the Federal Deposit Insurance Corporation (FDIC) Board of Directors approved a notice of proposed rulemaking (NPR) that would amend the agency's existing regulations under the Change in Bank Control Act (CBCA). The NPR reflects concerns expressed by various FDIC Board...

On August 7, ICI Global submitted a response to the European Securities and Markets Authority's (ESMA) call for evidence on the review of the UCITS Eligible Assets Directive, which was adopted in 2007.