On 10 December, the Financial Stability Board published a final report on liquidity preparedness for margin and collateral calls.

On 29 November, the International Organization of Securities Commissions published a final report on the evolution of exchange operation, governance, and business models.

The United States Court of Appeals for the Fifth Circuit vacated the order of the Securities and Exchange Commission approving Nasdaq's Board Diversity Proposal

The Corporate Transparency Act, enacted in 2021 and effective January 1, 2024, requires certain entities to file reports with the Financial Crimes Enforcement Network identifying their beneficial owners, among other information. FinCEN adopted a rule in September 2022 to implement...

The Commodity Futures Trading Commission's Divisions of Clearing and Risk, Data, Market Oversight and Market Participants issued a staff advisory on the use of artificial intelligence (AI) in CFTC-regulated markets by registered entities and registrants.