On 11 February 2025, ICI responded to the International Organization of Securities Commissions two related consultations on liquidity risk management in open-end funds.

The SEC's Division of Corporation Finance released new guidance on Exchange Act Section 13(d) and (g) beneficial ownership reporting earlier this week. The guidance specifically addresses how a large shareholder's engagement and proxy voting activity could affect its ability to file...

Last week, FINRA and the MSRB announced that they will not be setting an effective date for their approved rule changes related to reducing the trade reporting timeframe for certain transactions reported to FINRA's TRACE and MSRB's RTRS, respectively.