By Electronic Delivery 2 May 2014 Achim Pross Head, International Co-operation and Tax Administration Division Centre for Tax Policy and Administration Organisation for Economic Co-operation and Development RE : BEPS Action 2, Hybrid Arrangements, and Collective Investment Vehicles...
April 15, 2014 Ronald W. Smith, Corporate Secretary Municipal Securities Rulemaking Board 1900 Duke Street, Suite 600 Alexandria, Virginia 22314 Re: MSRB Notice 2014-04 Relating to Supervisory and Compliance Obligations of Municipal Advisors Dear Mr. Smith: The Investment Company...
The Investment Company Institute appreciates the opportunity to respond to the staff of the Division of Economic and Risk Analysis of the Securities and Exchange Commission regarding its analyses of certain data and academic literature related to money market fund reform.
April 11, 2014 VIA ELECTRONIC MAIL Ms. Mary McHenry Associate Director Compliance National Futures Association 300 S. Riverside Plaza, #1800 Chicago, Illinois 60606-6615 Re: Notice to Members I-14-03: CPO/CTA Capital Requirement and Customer Protection Measures Dear Ms. McHenry: The...
By Electronic Delivery 8 April 2014 Pascal Saint-Amans Director, Centre for Tax Policy and Administration Organisation for Economic Co-operation and Development RE : BEPS Action 6 and Treaty Benefits for Collective Investment Vehicles Dear Pascal, The Investment Company Institute (ICI...
April 7, 2014 Secretariat of the Financial Stability Board c/o Bank for International Settlements CH-4002 Basel, Switzerland Re: Assessment Methodologies for Identifying Non-Bank Non-Insurer Global Systemically Important Financial Institutions: Proposed High-Level Framework and...
March 27, 2014 Marcia E. Asquith Office of the Corporate Secretary FINRA 1735 K Street, NW Washington, DC 20006 Re: Margin Requirements (Regulatory Notice 14-02) Dear Ms. Asquith: The Investment Company Institute (“ICI”)1 is submitting this letter in response to a request for comment...
