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IDC Update: November 9, 2023

IDC Foundations for Fund Directors Program Registration is now full for IDC’s virtual Foundations for Fund Directors ® program on November 28–29. Those who wish to register can join the waitlist and will be notified if a spot becomes available. Space is available for the in-person...
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SEC Proposal Slams the Brakes on Tech Progress

November 3, 2023—Technological innovation in the financial services industry has driven huge benefits for Main Street investors, slashing costs and ushering in new investment opportunities. This innovation has taken place within a strong legal framework that protects investors.
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ICI: FSOC Has Opted For Weaker, Less Transparent Process

November 3, 2023—ICI President and CEO Eric Pan released the following statement on the Financial Stability Oversight Council’s (FSOC) vote to adopt an analytic framework for financial stability risk assessment and change the guidance governing the systemically important financial...