ICI Global welcomes the European Commission’s targeted consultation seeking feedback on the implementation of the Sustainable Finance Disclosure Regulation (SFDR), and its focus on improving the disclosure framework. Our mission is to strengthen the foundation of the asset management...
Last month, FINRA filed with the SEC proposed amendments to Rule 2210 (Communications with the Public) (the "rule"). If adopted, the amendments would permit a FINRA member to project the performance or provide a targeted return with respect to a security or asset allocation or other...
December 15, 2023—Michael Pedroni, Head of ICI Global, released the following statement on the European Securities Market Authority’s (ESMA) call for evidence on shortening the settlement cycle.
On December 15, 2023, ICI and ICI Global filed a cover note and response to the European Securities Market Authority's (ESMA) call for evidence on shortening the settlement cycle (Call for Evidence).
Happy Holidays from IDC IDC wishes you happy holidays and a joyous, healthy New Year. This is our final issue of IDC Update in 2023. IDC Update will resume in January. We look forward to seeing you in 2024! SEC Releases Fall 2023 Regulatory Agenda The Securities and Exchange...
December 13, 2023÷–ICI strongly supports efforts to promote retirement security for US workers. Our members play a significant role in helping retirement savers by making available the investment products through which pension plans, defined contribution plans and IRAs invest.
December 13, 2023—ICI President and CEO Eric Pan released the following statement on the Security and Exchange Commission’s (SEC) vote to adopt rules increasing clearing in the US Treasury market...
