January 2, 2024—ICI President and CEO Eric Pan released the following statement regarding the Department of Labor's (DOL) proposed rule updating the definition of an investment advice fiduciary under the Employee Retirement Income Security Act (ERISA).
On December 22, 2023, the Investment Company Institute (ICI) and ICI Southwest submitted a joint comment letter to the Securities and Exchange Commission (SEC) to express concerns with the SEC’s proposal relating to outsourcing investment advisers, which could lead to undue disruption...
On December 22, 2023, the Investment Company Institute (ICI) and ICI Southwest submitted a joint comment letter to the Securities and Exchange Commission (SEC) on how the SEC’s proposed amendments to the liquidity risk management rule (the “liquidity rule”) would affect mutual funds...
December 20, 2023—ICI Global welcomed the Financial Stability Board (FSB) and the International Organization of Securities Commissions’ (IOSCO) final reports on open-end fund liquidity risk management.
Join us on December 19, from 2:00 to 3:00 p.m. (ET), for IDC's webinar on SEC Examination and Enforcement Priorities: What Fund Directors Should Know. This session will bring fund directors up to speed on crucial aspects of the SEC's 2024 examination priorities and recent enforcement...
ICI Global submitted the attached letter to the Call for Evidence launched by the UK Department for Energy Security and Net Zero on the cost, benefits, and practicalities of Scope 3 greenhouse gas (GHG) emissions reporting in the UK. The UK Government is considering the standards...
