Institute Applauds SEC OK for Retirement Asset Transfer System Washington, DC, December 24, 1996 - The Securities and Exchange Commission’s recent approval of a mutual fund retirement asset transfer system is expected to greatly enhance the fund industry’s ability to process those...
November 27, 1996 Mr. Johnathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: Proposed Rules 17AD-17 and 17a-24 File No. S7-21-96 Dear Mr. Katz: The Investment Company Institute 1 appreciates the opportunity to comment on the...
Generation X Takes Control of Financial Future, New Study Shows Washington, DC, October 22, 1996 - The so-called slackers of Generation X have been getting a bad rap—at least when it comes to investing for their future. A new study by the Investment Company Institute, Mutual Fund...
Institute Hails Passage of Securities Legislation to Reform Mutual Fund Regulation Washington, DC, October 1, 1996 - The Investment Company Institute today applauded the House and Senate's passage of legislation to modernize the nation's securities laws and redefine federal and state...
Institute Offers Recommendations on Improving Risk Disclosure Washington, DC, August 1, 1996 - The Investment Company Institute today released a summary of its response to the Securities and Exchange Commission's concept release seeking comment on ways to improve investor...
