Economic Developments In The Mutual Fund Industry Matthew P. Fink President Investment Company Institute Marriott World Trade Center Hotel New York, NY March 11, 1997 Good morning. I am Matthew Fink, President of the Investment Company Institute. I am delighted to welcome you to the...
ICI Applauds SEC Action to Simplify Mutual Fund Disclosure Washington, DC, February 26, 1997 - The Investment Company Institute expressed its strong support today of U.S. Securities and Exchange Commission Chairman Arthur Levitt's efforts to simplify mutual fund disclosure for...
February 26, 1997 Natalie Love-Hawkins Communications Division Office of the Comptroller of the Currency 250 E Street, S.W. Washington, D.C. 20219 Attention: Docket No. 96-29 William W. Wiles Secretary Board of Governors of the Federal Reserve System 20th and Constitution Avenue, N.W...
February 24, 1997 Joan Conley Office of the Corporate Secretary NASD Regulation, Inc. 1735 K Street, N.W. Washington, D.C. 20006-1500 Re: Solicitation of Comment on the Use of Bond Mutual Fund Risk Ratings in Supplemental Sales Literature (NASD Notice to Members 96-84) Dear Ms. Conley...
February 10, 1997 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Re: Rules Implementing Amendments to the Investment Advisers Act of 1940 (File No. S7-31-96) Dear Mr. Katz: The Investment Company Institute 1 appreciates...
February 10, 1997 Mr. Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Stop 6-9 Washington, D. C. 20549 Re: Private Investment Companies (File No. S7-30-96) Dear Mr. Katz: The Investment Company Institute 1 appreciates the opportunity to express...
January 23, 1997 Jerry L. Langley Executive Secretary Attention: Room F-402 Federal Deposit Insurance Corporation 550 17th Street, NW Washington, DC 20429 Re: Recordkeeping and Confirmation Requirements for Securities Transactions Dear Mr. Langley: The Investment Company Institute 1...
