2005 Securities Law Developments Conference Keynote Remarks by Dan Crowley Chief Government Affairs Officer, Investment Company Institute December 12, 2005 Washington, DC Good morning. My name is Dan Crowley. It’s my pleasure to be with you today. I want to thank the Institute’s...
ICI Applauds House for Extending 15 Percent Tax Rate on Capital Gains and Dividends Washington, DC, December 8, 2005 – ICI President Paul Schott Stevens today offered the following statement regarding House passage of H.R. 4297, the tax reconciliation bill, which includes, among other...
November 28, 2005 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549-9303 Re: Bond Mutual Fund Volatility Ratings (File No. SR-NASD-2005-117) Dear Mr. Katz: The Investment Company Institute 1 is writing to comment on the NASD...
ICI’s Stevens Testifies on Need for Robust Credit Ratings Industry Hearing on H.R. 2990, the “Credit Rating Agency Duopoly Relief Act of 2005” Philadelphia, PA, November 29, 2005 – Investment Company Institute President Paul Schott Stevens, in testimony today before a field hearing of...
November 28, 2005 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-9303 Re: Bond Mutual Fund Volatility Ratings (File No. SR-NASD-2005-117) Dear Mr. Katz: The Investment Company Institute1 is writing to comment on the...
November 25, 2005 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-9303 Re: Commission Guidance Regarding Client Commission Practices Under Section 28(e) of the Securities Exchange Act of 1934 – File No. S7-09-05 Dear Mr...
November 25, 2005 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-9303 Re: Commission Guidance Regarding Client Commission Practices Under Section 28(e) of the Securities Exchange Act of 1934 – File No. S7-09-05 Dear Mr...
