ICI Mutual Insurance Company Board Elects Lawrence Maffia As Next President Maffia To Succeed Natalie Shirley Effective July 2006 Washington, DC, January 25, 2006 – The ICI Mutual Insurance Company’s (ICIM) Board of Directors today announced the election of Lawrence R. Maffia as the...
ICI Statement on NASD Board Election of Mary L. Schapiro Washington, DC, January 12, 2006 -Investment Company Institute President Paul Schott Stevens today issued the following statement on the election of Mary L. Schapiro as the next Chairman and CEO of the NASD: “Mary Schapiro has a...
Mr. Mark Glibbery January 5, 2006 Page 2 of 4 investment managers with sophisticated and specialized research from a variety of sources to assist them in making investment decisions.2 The SEC has consistently reinforced this view through its interpretations of Section 28(e). Both...
December 23, 2005 Mr. Robert L.D. Colby Acting Director Division of Market Regulation U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Third Party Administrators and Transfer Agent Registration and Regulation Dear Mr. Colby: The Investment Company...
ICI Provides Guidance for Fund Compliance Officers in Meeting SEC’s Review and Reporting Requirements Funds Must Meet April Deadline for Completing Compliance Reviews Washington, DC, December 15, 2005 - The Investment Company Institute (ICI) today issued detailed guidance to assist...
ICI President Commends House for Passing Important Pension Reform Legislation Washington, DC, December 15, 2005 – ICI President Paul Schott Stevens issued the following statement regarding today’s House passage of H.R.2830, the Pension Protection Act of 2005, by a vote of 294–132...
