July 31, 2006 Via Federal Express Ms. Usha Narayanan Chief General Manager FIIs & Custodians Division Securities and Exchange Board of India Mittal Court ‘B’ Wing, First Floor 224, Nariman Point Mumbai 400 021 Dear Ms. Narayanan: The Investment Company Institute1 has enjoyed a long...
July 31, 2006 Robert J. Doyle Director, Office of Regulations and Interpretations Employee Benefits Security Administration U.S. Department of Labor 200 Constitution Ave., NW, Room N5669 Washington, DC 20210 Dear Bob: For many years, the Investment Company Institute (ICI), the...
July 20, 2006 Nancy M. Morris Secretary U.S. Securities and Exchange Commission Station Place 100 F Street, NE Washington, D.C. 20549-1090 Re: Annual Financial Statement Distribution Requirements (File No. SR-NYSE-2005-68) Dear Ms. Morris: The Investment Company Institute1 applauds...
July 19, 2006 Ms. Nancy M. Morris Secretary Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-1090 Re: NASD Proposal Relating to Transactions in Deferred Variable Annuities (File No. SR-NASD-2004-183) Dear Ms. Morris: The Investment Company Institute1...
ICI Comments on NYSE Proxy Working Group Report Washington, DC, July 18, 2006 - Responding to a report recently issued by a New York Stock Exchange (NYSE) working group regarding the proxy voting process, ICI recommends that the NYSE continue to allow brokers to vote on uncontested...
July 18, 2006 Catherine R. Kinney President and Co-Chief Operating Officer NYSE Group, Inc. 11 Wall Street New York, NY 10005 Re: Report and Recommendations of the Proxy Working Group to the New York Stock Exchange Dear Ms. Kinney: The Investment Company Institute1 welcomes the...
Retirement Assets Reach Record $14.5 Trillion Now Account for More Than One-Third of Household Financial Assets; Latest ICI Research Shows Growth Fueled by Defined Contribution Plans and IRAs Washington, DC, July 17, 2006 - The nation’s retirement nest eggs reached a record $14.5...
