Mutual Fund Ownership Returns to Near-Record Levels Annual ICI Study Shows That Fund Investors’ Internet Use Is Nearly Universal Washington, DC, November 1, 2006 – Nearly 55 million U.S. households now own mutual funds, according to ICI’s annual survey. That’s about half of all...
/31/200610/31/200610/31/2006 October 26, 2006 Ms. Nancy M. Morris Secretary Securities and Exchange Commission 100 F Street, NE Washington, DC 20549-1090 Electronic Filing of Transfer Agent Forms – File Number S7-14-06 Dear Ms. Morris: The Investment Company Institute (“the Institute”...
October 23, 2006 Ms. Nancy M. Morris Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-9303 Re: Executive Compensation and Related Person Disclosure; File No. S7-03-06 Dear Ms. Morris: The Investment Company Institute1 opposes the Commission’s...
October 19, 2006 Canadian Securities Administrators c/o John Stevenson, Secretary Ontario Securities Commission 20 Queen Street West Suite 1903, Box 55 Toronto, Ontario M5H 3S8 Canada Re: Notice of Proposed NI 23-102 Use of Client Brokerage Commissions as Payment for Order Execution...
DRAFT 1401 H STREET, NW ■ WASHINGTON, DC 20005-2148 ■ 202/326-5815 ■ FAX 202/326-5841 October 12, 2006 VIA E-MAIL Ms. Pamela Vulpes IOSCO General Secretariat Oquendo 12 28006 Madrid Spain Re: Public Comment on Examination on Governance for Collective Investment Schemes, Part II Dear...
ICI Re-Elects Flanagan As Chairman, Names New Board Members Washington, DC, October 11, 2006 – The Investment Company Institute’s Board of Governors has re-elected Martin L. Flanagan, President and CEO of AMVESCAP PLC, to a second consecutive one-year term as Chairman of the Institute...
ICI Names Peter H. Gallary Chief Operating Officer Washington, D.C., October 6, 2006 – The Investment Company Institute today announced the hiring of Peter H. Gallary as Chief Operating Officer. As a member of the senior management team, Gallary will lead the Institute’s finance...
2006 Equity Markets Conference Keynote Address by Paul Schott Stevens President, ICI September 28, 2006 New York, NY Good morning, I’m Paul Stevens, President of the Investment Company Institute. Welcome to this eighth annual ICI Equity Markets Conference. This conference has earned...
ICI Applauds Congressional Passage of Credit Rating Agency Bill House Vote Brings Legislation to President’s Desk for Signature Washington, DC, September 27, 2006 – Investment Company Institute President Paul Schott Stevens today issued the following statement on today’s House of...
