December 4, 2024—ICI President and CEO Eric J. Pan released the following statement in response to President-elect Trump’s nomination of Paul Atkins as Chair of the Securities and Exchange Commission.
Registration Open: IDC Compliance Oversight Peer Group Meeting and Industry Segment Meeting for BDCs IDC will hold its next meeting for fund directors focused on Compliance Oversight on Wednesday, November 20 at 2:00 p.m. ET. The Compliance Oversight Peer Group Meeting will be led by...
November 21, 2024—ICI submitted a joint comment letter to SEC Chair Gensler requesting an Extension of Rule 15c2-11 Compliance Relief for Fixed Income Securities.
Investment fraud is on the rise as scammers devise ever more sophisticated schemes that harm individual investors. Due to artificial intelligence (AI), these scams are getting easier to perpetrate and harder to spot. As International Fraud Awareness Week draws to a close, ICI is...
