ICI Global submitted the attached response to the Australian Treasury on its second consultation on climate-related financial disclosure framework. The proposed framework would require entities (including financial institutions) lodging financial reports under Chapter 2M of the...
The panel provided a refresher on NSMIA, the statute that governs the authority states have over federally registered investment companies, investment advisers, and broker-dealers. Panelists discussed the history of the reforms NSMIA made to the federal securities laws and its...
