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ICI Responds to Amendments to SEC Dealer Rules

February 6, 2024—ICI Deputy General Counsel Sarah Bessin released the following statement regarding the Securities and Exchange Commission’s (SEC) vote to finalize rules to further define what it means to be a dealer under the 1934 Act:
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ICI Applauds Senate Bill to Protect Retail Investors

February 6, 2024—ICI President and CEO Eric Pan released the following statement after Senate Committee on Commerce, Science & Transportation Ranking Member Ted Cruz (R-TX) and Senator Bill Hagerty (R-TN) introduced the Protecting Innovation in Investment Act.