Commodity Futures Trading Commission (CFTC) Content

[32529] June 16, 2020 TO: ICI Members Registered Fund CPO Advisory Committee SUBJECTS: Alternative Investments Closed-End Funds Compliance CPO/CTA Derivatives Fund Accounting & Financial Reporting Investment Advisers RE: ICI Submits Comments on CFTC Proposal to Revise Form CPO-PQR As...

[32510] June 5, 2020 TO: Registered Fund CPO Advisory Committee RE: Draft Letter on CFTC Proposal to Revise Form CPO-PQR; Member Comments Requested by June 11 As we previously informed you, the Commodity Futures Trading Commission has issued a proposal that would modify the periodic...

[32508] June 4, 2020 TO: Derivatives Markets Advisory Committee RE: June 10 - Continuation of ICI Member Call on CFTC Proposed Amendments to Part 190 Bankruptcy Regulations ICI’s Derivatives Markets Advisory Committee recently held a member call to discuss potential ICI comments on...

[32500] June 1, 2020 TO: ICI Global Regulated Funds Committee Registered Fund CPO Advisory Committee RE: CFTC Proposes to Amend Conditions of Exemption for Non-US CPOs On May 28, the Commodity Futures Trading Commission (CFTC or “Commission”), in a unanimous vote, proposed to amend...

[32497] May 29, 2020 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee ICI Global Trading & Markets Committee SUBJECTS: Compliance Derivatives International/Global Investment Advisers Trading and Markets RE: CFTC Approves Interim Final Rule Deferring Phase 5...

[32483] May 26, 2020 TO: ICI Members ETF (Exchange-Traded Funds) Committee ETF Advisory Committee Investment Advisers Committee Registered Fund CPO Advisory Committee SUBJECTS: Alternative Investments Derivatives Disclosure Investment Advisers Trading and Markets RE: CFTC Issues COVID...

[32480] May 22, 2020 TO: ICI Members Derivatives Markets Advisory Committee SUBJECTS: Derivatives Investment Advisers Trading and Markets RE: ICI Files Comment Letter with CFTC on Swap Data Reporting Proposals On May 22nd, ICI filed a comment letter with the Commodity Futures Trading...

[32481] May 22, 2020 TO: Derivatives Markets Advisory Committee RE: CFTC Proposes Amendments to Part 190 Bankruptcy Regulations - ICI Member Call June 3 On April 14th, the CFTC unanimously approved proposed amendments to its Part 190 bankruptcy regulations. [1] The CFTC’s proposal...

[32474] May 21, 2020 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee ICI Global Trading & Markets Committee SUBJECTS: Compliance Derivatives International/Global Investment Advisers Trading and Markets RE: CFTC's GMAC Margin Subcommittee Issues Report on...