ICI Global Shadow Banking Task Force Content

On March 23, the US Senate voted 96-0 to approve the Coronavirus Aid, Relief, and Economic Security (CARES) Act. The US House of Representatives then followed suit and approved this sweeping legislation by voice vote this afternoon. President Trump is expected to sign it into law...

[32331] March 27, 2020 TO: ICI Members Investment Company Directors SUBJECTS: Closed-End Funds Compliance Exchange-Traded Funds (ETFs) Fund Accounting & Financial Reporting Fund Governance Money Market Funds Operations Transfer Agency Unit Investment Trusts (UITs) RE: SEC's Office of...

On March 19, 2020, ICI received temporary emergency relief from Division of Investment Management staff agreeing not to recommend enforcement action against any money market fund or any bank that is an affiliated person of the fund if the affiliated bank purchases securities from the...

[32099] December 12, 2019 TO: ICI Members SUBJECTS: Audit Committees Closed-End Funds Disclosure Exchange-Traded Funds (ETFs) Fund Accounting & Financial Reporting Money Market Funds Valuation RE: Greater Access to "ADIs" on Division of Investment Management Website As you know, the...

[32044] November 8, 2019 TO: ICI Members Investment Company Directors Chief Compliance Officer Committee Internal Audit Committee Money Market Funds Advisory Committee Operations Committee SUBJECTS: Compliance Money Market Funds RE: OCIE Publishes Risk Alert with Observations from...

[31993] October 4, 2019 TO: ICI Members Investment Company Directors ICI Global Members SUBJECTS: Disclosure Exchange-Traded Funds (ETFs) Money Market Funds Transfer Agency Variable Insurance Products RE: ICI Letter on Member Firms' Preferences and Costs Associated with SEC Staff's...

[31939] September 5, 2019 TO: ICI Members Investment Company Directors ICI Global Members SUBJECTS: Compliance Exchange-Traded Funds (ETFs) Fund Governance International/Global Investment Advisers Money Market Funds Portfolio Oversight Risk Oversight Systemic Risk RE: ESMA Issues...

[31697] April 3, 2019 TO: ICI Members Chief Compliance Officer Committee Disclosure Working Group SEC Rules Committee SUBJECTS: Compliance Disclosure Exchange-Traded Funds (ETFs) Money Market Funds Variable Insurance Products RE: Division of Investment Management Staff Bulletin on 485...

[31585] January 29, 2019 TO: ICI Members Investment Company Directors ICI Global Members SUBJECTS: Money Market Funds Systemic Risk RE: FSOC 2018 Annual Report to Congress - Recommendations of Interest to the Regulated Fund Industry Late last month, the US Financial Stability...

[31512] December 4, 2018 TO: ICI Members Investment Company Directors Accounting/Treasurers Committee Money Market Funds Advisory Committee SEC Rules Committee SUBJECTS: Compliance Disclosure Money Market Funds Valuation RE: EDGAR Closed on December 5 In connection with tomorrow’s...