International Content

URGENT/ACTION REQUESTED [16374] July 30, 2003 TO: INTERNATIONAL COMMITTEE No. 50-03 RE: DRAFT COMMENT LETTER TO USTR REGARDING CHINA’S COMPLIANCE WITH WTO COMMITMENTS Attached is a draft Institute comment letter to USTR regarding issues facing the US asset management industry in China...

URGENT/ACTION REQUESTED [16361] July 29, 2003 TO: COMPLIANCE ADVISORY COMMITTEE No. 56-03 INTERNATIONAL COMMITTEE No. 48-03 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 32-03 MONEY LAUNDERING RULES WORKING GROUP No. 47-03 PRIMARY CONTACTS - MEMBER COMPLEX No. 59-03 TRANSFER AGENT...

[16364] July 29, 2003 TO: INTERNATIONAL COMMITTEE No. 49-03 TAX COMMITTEE No. 45-03 RE: AUGUST 19TH CONFERENCE CALL TO DISCUSS INCOME TAX APPELLATE TRIBUNAL DECISION ON INDIA NETTING ISSUE The Mumbai Income Tax Appellate Tribunal (ITAT) has issued a decision regarding netting of long...

[16344] July 28, 2003 TO: INTERNATIONAL COMMITTEE No. 47-03 RE: MEMORANDUM ON KEY REGULATORY AND TAX ISSUES FACING US ASSET MANAGERS IN AUSTRALIA To assist US trade negotiators in addressing issues in a free trade agreement with Australia, the Institute requested a memorandum (a copy...

ACTION REQUESTED [16332] July 22, 2003 TO: INTERNATIONAL COMMITTEE No. 45-03 RE: DRAFT INSTITUTE COMMENT LETTER ON THE EU COMMISSION’S ACTION PLAN ON MODERNIZING COMPANY LAW AND ENHANCING CORPORATE GOVERNANCE Attached is a draft Institute comment letter on the EU Commission Action...

ACTION REQUESTED [16335] July 22, 2003 TO: ADVERTISING COMPLIANCE ADVISORY COMMITTEE No. 8-03 INTERNATIONAL COMMITTEE No. 46-03 RE: DRAFT COMMENT LETTER ON IOSCO’S REPORT RECOMMENDING BEST PRACTICE STANDARDS FOR ADVERTISING OF COLLECTIVE INVESTMENT SCHEME PERFORMANCE; VIEWS REQUESTED...

[16297] July 16, 2003 TO: INTERNATIONAL COMMITTEE No. 44-03 RE: INSTITUTE RECOMMENDS THAT EUROPEAN UNION INCLUDE TAILORED BENEFICIAL OWNERSHIP REPORTING RULES FOR ASSET MANAGERS As you know, the EU Commission has proposed a new directive that would, among other things, lower the...

[16295] July 14, 2003 TO: 529 PLAN ADVISORY COMMITTEE No. 40-03 BROKER/DEALER ADVISORY COMMITTEE No. 22-03 COMPLIANCE ADVISORY COMMITTEE No. 54-03 INTERNAL AUDIT ADVISORY COMMITTEE No. 6-03 INTERNATIONAL COMMITTEE No. 43-03 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 30-03...

URGENT/ACTION REQUESTED [16267] July 7, 2003 TO: COMPLIANCE ADVISORY COMMITTEE No. 52-03 INTERNATIONAL COMMITTEE No. 41-03 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 29-03 MONEY LAUNDERING RULES WORKING GROUP No. 44-03 PRIMARY CONTACTS - MEMBER COMPLEX No. 52-03 TRANSFER AGENT...

[16268] July 7, 2003 TO: INTERNATIONAL COMMITTEE No. 42-03 RE: EU COMMISSION THIRD CONSULTATION ON CAPITAL ADEQUACY INCLUDES NEW ASSET MANAGEMENT PROPOSALS On July 1, 2003, the Commission of the European Union issued its third consultation paper on a new capital adequacy framework for...