International Content

  [26320] July 20, 2012 TO: INTERNATIONAL COMMITTEE No. 24-12 ICI GLOBAL MEMBERS RE: CHINA’S CSRC CONSULTS ON QFII ELIGIBILITY REQUIREMENTS   In late June the China Securities Regulatory Commission (“CSRC”) published a draft regulation (“Draft Regulation”) for consultation relating to...

[26304] July 16, 2012 TO: INTERNATIONAL COMMITTEE No. 23-12 SEC RULES COMMITTEE No. 45-12 RE: DRAFT ICI LETTER ON IOSCO LIQUIDITY RISK MANAGEMENT CONSULTATION As we previously informed you, on April 26, 2012, the Technical Committee of the International Organization of Securities...

[26291] July 12, 2012 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 21-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 30-12 INTERNATIONAL COMMITTEE No. 22-12 SEC RULES COMMITTEE No. 43-12 RE: CFTC PROPOSES INTERPRETIVE GUIDANCE ON THE CROSS-BORDER APPLICATION OF CERTAIN SWAPS...

[26275] June 28, 2012 TO: ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 21-12 ETF ADVISORY COMMITTEE No. 20-12 INTERNATIONAL COMMITTEE No. 21-12 RE: ICI COMMENT LETTER ON IOSCO CONSULTATION ON ETFS   As we previously informed you, [1] in March 2012, the Technical Committee of the...

[26254] June 21, 2012 TO: TAX COMMITTEE No. 32-12 INTERNATIONAL COMMITTEE No. 19-12 RE: JUNE 25 CALL TO DISCUSS KOREAN WITHHOLDING TAX REQUIREMENTS   A conference call will be held on Monday, June 25, at 2:00 p.m. (Eastern) to discuss ongoing uncertainties regarding the form that U.S...

[26249] June 20, 2012 TO: ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 20-12 ETF ADVISORY COMMITTEE No. 18-12 INTERNATIONAL COMMITTEE No. 18-12 RE: DRAFT COMMENT LETTER ON IOSCO CONSULTATION ON ETFs   In March 2012, the Technical Committee of the International Organization of Securities...

[26219] June 6, 2012 TO: INTERNATIONAL COMMITTEE No. 17-12 SEC RULES COMMITTEE No. 36-12 RE: IOSCO CONSULTS ON LIQUIDITY RISK MANAGEMENT FOR COLLECTIVE INVESTMENT SCHEMES   On April 26, 2012, the Technical Committee of the International Organization of Securities Commissions (“IOSCO”)...

[26164] May 18, 2012 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 16-12 INTERNATIONAL COMMITTEE No. 16-12 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 33-12 SEC RULES COMMITTEE No. 30-12 RE: DRAFT ICI LETTER ON FSB REPORT ON SECURITIES LENDING AND REPOS; MEMBER INPUT REQUESTED BY...

[26121] May 1, 2012 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 15-12 INTERNATIONAL COMMITTEE No. 15-12 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 31-12 SEC RULES COMMITTEE No. 29-12 RE: FSB REQUESTS COMMENT ON REPORT ON SECURITIES LENDING AND REPOS BY MAY 25; MEMBER CALL SCHEDULED...

  [26091] April 27, 2012 TO: TAX COMMITTEE No. 25-12 INTERNATIONAL COMMITTEE No. 14-12 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 10-12 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 12-12 TRANSFER AGENT ADVISORY COMMITTEE No. 26-12 BROKER/DEALER ADVISORY COMMITTEE No. 20-12 RE...