International Content

[30979] December 14, 2017 TO: ICI Members ICI Global Members SUBJECTS: International/Global Trading and Markets RE: European Commission Recognizes US, Australian, and Hong Kong Trading Venues for Trading of Shares On December 15, 2017, the decisions by the European Commission (EC) to...

[30975] December 12, 2017 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee ICI Global Regulated Funds Committee SEC Rules Committee SUBJECTS: International/Global MiFID, EMIR, AIFMD, UCITS V RE: CFTC Interpretive Guidance Regarding CTA Registration...

[30972] December 11, 2017 TO: ICI Members ICI Global Members SUBJECTS: Derivatives International/Global Trading and Markets RE: CFTC Exempts EU Trading Venues from Registration and European Commission Recognizes US Trading Venues for Trading of Derivatives Last week, the Commodity...

[30959] November 27, 2017 TO: ICI Members ICI Global Members SUBJECTS: Derivatives International/Global RE: EU Authorities Issue Statement Regarding Variation Margin Requirements for Physically Settled Foreign Exchange Derivatives Contracts Last Friday, the European Supervisory...

[30957] November 21, 2017 TO: ICI Members ICI Global Members SUBJECTS: Advertising Compliance Disclosure Fund Accounting & Financial Reporting International/Global Investment Advisers RE: CFA Institute Delays Effective Date of Its Broadly Distributed Pooled Fund Guidance Statement...

[30954] November 17, 2017 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee Equity Markets Advisory Committee ICI Global Trading & Markets Committee Securities Operations Advisory Committee SUBJECTS: Derivatives International/Global RE: EU Trading Obligation...

[30930] October 30, 2017 TO: ICI Members Investment Company Directors ICI Global Members SUBJECTS: Closed-End Funds Compliance Cybersecurity Derivatives Disclosure Distribution Exchange-Traded Funds (ETFs) Fund Accounting & Financial Reporting Fund Governance International/Global...

[30929] October 26, 2017 TO: ICI MembersInvestment Company Directors ICI Global Members Equity Markets Advisory Committee ICI Global Trading & Markets Committee SEC Rules Committee SUBJECTS: International/Global Trading and Markets RE: SEC Issues No-Action Letters to Facilitate Cross...

[30928] October 26, 2017 TO: ICI Members ICI Global Members Bank-Affiliated Member Advisory Committee ICI Global Regulated Funds Committee Money Market Working Group SUBJECTS: International/Global Money Market Funds RE: Basel Committee Issues Final Guidelines on Identification and...

[30922] October 23, 2017 TO: ICI Members ICI Global Members SUBJECTS: Advertising Compliance Disclosure Fund Accounting & Financial Reporting International/Global Investment Advisers RE: ICI Submits Follow-up Letter to CFA Institute Regarding Its Broadly Distributed Pooled Fund Work...