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Memo#
31833

EU Publishes Amendments to BRRD Moratorium Powers

[31833] July 2, 2019 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee SUBJECTS: Derivatives International/Global Investment Advisers Trading and Markets RE: EU Publishes Amendments to...
ICI Default BG
Memo#
31810

ESMA Issues Final Report on Periodic Auctions

[31810] June 17, 2019 TO: ICI Members ICI Global Members SUBJECTS: International/Global MiFID, EMIR, AIFMD, UCITS V Trading and Markets RE: ESMA Issues Final Report on Periodic Auctions The European Securities and Markets Authority (ESMA) recently issued a final report on periodic...
ICI Default BG
Memo#
31798

ICI's Response to IOSCO ESG Survey

[31798] June 10, 2019 TO: ICI Members ICI Global Members Global ESG Task Force ICI Global Regulated Funds Committee SEC Rules Committee SUBJECTS: Compliance Disclosure Distribution International/Global Investment Advisers MiFID, EMIR, AIFMD, UCITS V RE: ICI's Response to IOSCO ESG...
ICI Default BG
Memo#
31770

(Australia) Proposed Revisions to APRA's Prudential Standard SPS 515

[31770] May 21, 2019 TO: ICI Global Members ICI Global Pacific Chapter ICI Global Regulated Funds Committee SUBJECTS: International/Global Operations RE: (Australia) Proposed Revisions to APRA's Prudential Standard SPS 515 On 30 April 2019, the Australian Prudential Regulation...
ICI Default BG
Memo#
31765

OFAC Issues a Framework for Compliance Commitments

[31765] May 16, 2019 TO: ICI Members ICI Global Members AML Compliance Working Group Chief Compliance Officer Committee ICI Global Investing Subcommittee ICI Global Regulated Funds Committee SEC Rules Committee SUBJECTS: Anti-Money Laundering Compliance International/Global Litigation...