International Content

[32201] February 7, 2020 TO: ICI Members ICI Global Members SUBJECTS: Compliance International/Global Investment Advisers RE: US Federal Reserve Adopts Final Rule on "Control" Determinations Under Certain Banking Laws; Implications for Regulated US and Non-US Funds The US Federal...

[32198] February 6, 2020 TO: ICI Members Investment Company Directors ICI Global Members SUBJECTS: International/Global Systemic Risk RE: US Agencies Propose Revisions to Volcker Rule "Covered Fund" Regulations; ICI Plans to Comment Last week, the five agencies (“Agencies”) [1]...

[32194] February 4, 2020 TO: ICI Global Members SUBJECTS: International/Global RE: Japanese FSA Releases Guidebook for Registration of Investment Management Business and Other Financial Instruments Businesses The Japanese Government continues to focus on ways to revitalize the...

[32190] February 3, 2020 TO: ICI Members SUBJECTS: Compliance Disclosure International/Global Investment Advisers Portfolio Oversight Risk Oversight RE: US SEC Statements on Climate Risk Disclosure On January 30, SEC Chairman Clayton, Commissioner Lee, and Commissioner Peirce each...

[32189] January 31, 2020 TO: ICI Members Investment Company Directors ICI Global Members Accounting/Treasurers Committee Chief Compliance Officer Committee Chief Risk Officer Committee Derivatives Markets Advisory Committee Equity Markets Advisory Committee Fixed-Income Advisory...

[32184] January 29, 2020 TO: ICI Members ICI Global Members SUBJECTS: Derivatives International/Global Trading and Markets RE: Hong Kong Securities Regulator Adopts Margin Requirements for Non-Centrally Cleared OTC Derivative Transactions In December, the Hong Kong Securities and...

[32166] January 22, 2020 TO: Chief Compliance Officer Committee Chief Risk Officer Committee Derivatives Markets Advisory Committee Equity Markets Advisory Committee Fixed-Income Advisory Committee Money Market Funds Advisory Committee Operations Committee Risk Advisory Committee SEC...

[32165] January 22, 2020 TO: ICI Global Members SUBJECTS: International/Global MiFID, EMIR, AIFMD, UCITS V RE: ESMA, AMF, and BaFin Publish Strategic Priorities for 2020 The European Securities and Markets Authority (ESMA), the French Financial Market Authority (AMF) and the German...

[32158] January 16, 2020 TO: ICI Members Investment Company Directors ICI Global Members ESG Task Force ICI Global Regulated Funds Committee SUBJECTS: Compliance Disclosure Distribution International/Global Investment Advisers MiFID, EMIR, AIFMD, UCITS V RE: Updated Global ESG-Related...

[32152] January 16, 2020 TO: ICI Global Members Global Operations Advisory Committee - Asia ICI Global Pacific Chapter ICI Global Regulated Funds Committee SUBJECTS: Alternative Investments Compliance Disclosure Distribution Fees and Expenses International/Global Investment Advisers...