International Content

[32748] September 9, 2020 TO: ICI Members ICI Global Members SUBJECTS: Audit Committees Compliance Disclosure Fund Accounting & Financial Reporting Fund Governance Intermediary Oversight International/Global Investment Advisers Risk Oversight RE: President's Working Group Submits...

The CFTC Divisions of Swap Dealer and Intermediary Oversight (DSIO), Market Oversight (DMO), and Clearing and Risk (DCR) recently revised and expanded previously-issued no-action letters that provide relief to swap dealers (SDs) and other market participants related to the transition...

[32746] September 8, 2020 TO: ICI Global Members ICI Global Pacific Chapter ICI Global Regulated Funds Committee SUBJECTS: International/Global Operations RE: China Revised Regulations on Fund Marketing and Distribution Activities On 28 August 2020, the China Securities Regulatory...

[32744] September 8, 2020 TO: ICI Global Members SUBJECTS: MiFID, EMIR, AIFMD, UCITS V RE: Comment Letter on European Banking Authority's Draft Technical Standards on Remuneration Under the Investment Firms Review In early June, the European Banking Authority (EBA) published for...

[32738] September 3, 2020 TO: ICI Members ICI Global Members ESG Task Force (Global) ESG Working Group (US) ICI Global Regulated Funds Committee SEC Rules Committee SUBJECTS: Disclosure ESG International/Global RE: CFA Consultation on ESG Product Disclosure Standard; Member Call on 16...

[32736] September 2, 2020 TO: ICI Members SUBJECTS: Derivatives Disclosure Fund Accounting & Financial Reporting International/Global Portfolio Oversight RE: ICI Supplemental Comment Letter on SEC's Fund Names Rule As we previously informed you, the SEC published a release (“Release”)...

[32734] September 2, 2020 TO: ICI Global Members ESG Task Force (Global) EU ESG Disclosure Regulation Working Group Global Advocacy Coordination Advisory Committee ICI Global Regulated Funds Committee SUBJECTS: Disclosure Distribution ESG International/Global Investment Advisers MiFID...

[32716] August 28, 2020 TO: ICI Members ICI Global Members ICI Global Brexit Task Force SUBJECTS: International/Global RE: Brexit: A Summary of Recent Key Developments Over the last few months, the UK and EU governments, institutions and regulatory authorities have published further...

[32721] August 28, 2020 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee SUBJECTS: Derivatives Financial Stability International/Global RE: ICI Global Files Comment Letter on ESMA's Consultation Providing Guidelines for Regulating Alternative Investment Fund...

[32714] August 27, 2020 TO: ICI Members ICI Global Members Derivatives Markets Advisory Committee ICI Global Regulated Funds Committee ICI Global Trading & Markets Committee Securities Operations Subcommittee SUBJECTS: Compliance Derivatives International/Global Investment Advisers...