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Memo#
8391

INSTITUTE COMMENTS ON AUSTRALIA'S TAX RULES FOR OFFSHORE FUNDS

November 11, 1996 TO: INTERNATIONAL COMMITTEE No. 38-96 TAX COMMITTEE No. 33-96 RE: INSTITUTE COMMENTS ON AUSTRALIA’S TAX RULES FOR OFFSHORE FUNDS ______________________________________________________________________________ As you may know, Australia’s tax laws governing investments...
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Memo#
8354

INTERNATIONAL MUTUAL FUND STATISTICS FOR SECOND QUARTER 1996

October 28, 1996 TO: INDUSTRY STATISTICS COMMITTEE No. 30-96 INTERNATIONAL COMMITTEE No. 37-96 MARKETING POLICY COMMITTEE No. 36-96 RESEARCH COMMITTEE No. 38-96 RE: International Mutual Fund Statistics for Second Quarter 1996 ___________________________________________________________...
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Memo#
8334

SEC ADOPTS RULES REGARDING PERIODIC REPORTING OF UNREGISTERED EQUITY SALES

1 Securities Exchange Act Release No. 37801, International Series Release No. 1020 (October 10, 1996) ("Release"). October 17, 1996 TO: INTERNATIONAL COMMITTEE No. 36-96 SEC RULES COMMITTEE No. 110-96 RE: SEC ADOPTS RULES REGARDING PERIODIC REPORTING OF UNREGISTERED EQUITY SALES _____...
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Memo#
8317

OCTOBER 16, 1996 MEETING PRELIMINARY AGENDA

October 10, 1996 VIA FAX TO: INTERNATIONAL COMMITTEE No. 35-96 RE: OCTOBER 16, 1996 MEETING PRELIMINARY AGENDA ______________________________________________________________________________ Attached please find the agenda for the October 16 meeting of the International Committee which...
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Memo#
8306

PROPOSED BARBADOS MUTUAL FUND LAW

October 9, 1996 TO: INTERNATIONAL COMMITTEE No. 34-96 RE: PROPOSED BARBADOS MUTUAL FUND LAW ______________________________________________________________________________ Attached is a copy of a draft proposed mutual fund law governing the regulation and management of offshore mutual...
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Memo#
8295

FEFSI GENERAL MEMBERSHIP MEETING

October 8, 1996 TO: INTERNATIONAL COMMITTEE No. 33-96 RE: FEFSI GENERAL MEMBERSHIP MEETING ______________________________________________________________________________ Attached is an invitation and information that the European Federation of Investment Funds and Companies (FEFSI)...
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Memo#
8251

COALITION SUPPLEMENTAL COMMENT LETTER ON PROPOSED AMENDMENTS TO RULE 17F-5

1 See Memorandum to Closed-End Fund Committee No. 39-95, International Committee No. 20-95, SEC Rules Committee No. 88-95, Unit Investment Trust Committee No. 60-95, Rule 17f-5 Ad Hoc Subcommittee, dated August 1, 1995. 2 See Memorandum to Accounting/Treasurers Committee No. 31-96...
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Memo#
8218

NOTICE OF MEETING - WEDNESDAY, OCTOBER 16, 1996

September 10, 1996 TO: INTERNATIONAL COMMITTEE No. 31-96 RE: NOTICE OF MEETING - WEDNESDAY, OCTOBER 16, 1996 ______________________________________________________________________________ An International Committee meeting is scheduled for Wednesday, October 16, 1996 at 10:00 a.m. The...
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Memo#
8170

MONEY LAUNDERING GUIDANCE NOTES

August 21, 1996 TO: INTERNATIONAL COMMITTEE No. 30-96 RE: MONEY LAUNDERING GUIDANCE NOTES ______________________________________________________________________________ At the joint meeting of the International Committee and representatives of the European mutual fund industry on May...
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Memo#
8146

FOREIGN MARKET DUE DILIGENCE SURVEY -- SECOND REQUEST

August 13, 1996 TO: ACCOUNTING/TREASURERS COMMITTEE No. 33-96 INTERNATIONAL COMMITTEE No. 29-96 RE: FOREIGN MARKET DUE DILIGENCE SURVEY -- SECOND REQUEST ______________________________________________________________________________ On July 11, 1996 you were mailed the Foreign Market...